Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jun
5
2025
 What Founders Should Know About Credit Union Investments Varnum LLP
Sep
26
2017
 Acting Comptroller Noreika Comments On Madden “Fix,” Other OCC Initiatives Ballard Spahr LLP
Nov
5
2018
 An Uncertain Future for Foreign Investment in Mexico? Squire Patton Boggs (US) LLP
Jun
28
2019
 Vermont Supplements Recent Legislation Ballard Spahr LLP
Feb
11
2022
 SEC Staff Issues Statement on LIBOR Transition with Key Considerations for Market Participants Vedder Price
Aug
28
2024
 The MNPI Is Coming From Inside the House K&L Gates LLP
Feb
26
2025
 Exploring DORA: Potential Implications for EU and UK Businesses Greenberg Traurig, LLP
Oct
9
2015
 Building a EU Capital Markets Union Covington & Burling LLP
Apr
8
2020
 UK FCA publishes business plan for 2020/21 Squire Patton Boggs (US) LLP
Dec
7
2020
 FCA focus on Environmental Social Governance in product design and disclosure Squire Patton Boggs (US) LLP
Nov
29
2021
 "Call the Plumber": Bank for International Settlement AND IOSCO Call for Reforms Norris McLaughlin P.A.
Mar
5
2018
 SEC Sends Wave of ICO Subpoenas K&L Gates LLP
Feb
15
2020
 European Commission Urges Member States to Transpose 5MLD Katten
Jul
9
2020
 Do the New FTC/DOJ Vertical Merger Guidelines Provide Clarity? Epstein Becker & Green, P.C.
Sep
3
2020
 SEC Adopts Amendments to Expand Definition of Accredited Investor K&L Gates LLP
Jan
13
2023
 SEC Awards Over $6 Million to Whistleblowers in Three Seperate Awards Kohn, Kohn & Colapinto
Jun
3
2024
 Energy & Sustainability Litigation Updates — June 2024 Mintz
Jan
8
2012
 China Issues New Foreign Investment Industrial Guidance Catalogue McDermott Will & Schulte LLP
Apr
29
2013
 New California Court of Appeal Decision May Affect Administration of Foreclosure-Avoidance Actions Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
19
2016
 European Commission Updates List of Recognized Third-Country CCPs Katten
Feb
21
2017
 New York State Regulations Governing Payroll Debit Cards (Scheduled to Become Effective March 7) Held Invalid and Revoked Jackson Lewis P.C.
Oct
31
2023
 Disclosure Obligations for CPOs and CTAs under Proposed Amendments to CFTC Regulation 4.7 Blank Rome LLP
Sep
15
2010
 Amendments To Sentencing Guidelines To Become Effective November 1, 2010 - Impacts Compliance and Ethics Programs. Sheppard, Mullin, Richter & Hampton LLP
Jul
22
2014
 Alternative Investment Fund Managers Directive (AIFMD): Renewed Focus on Its Impact on non-EU Managers of Private Funds Morgan, Lewis & Bockius LLP
Dec
18
2017
 Credit union seeks preliminary injunction in SDNY case challenging Mulvaney’s appointment as CFPB Acting Director; parties submit opposing briefing schedules Ballard Spahr LLP
Mar
15
2019
 Beltway Buzz, March 15, 2019 Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Oct
31
2019
 Ninth Circuit Considers Re-Hearing Dorman V. Schwab Arbitration Decision McDermott Will & Schulte LLP
Jul
8
2022
 Ramesh “Sunny” Balwani, Former Theranos President and COO, Found Guilty on All Twelve Fraud Counts in High-Profile Trial ArentFox Schiff LLP
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