Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jul
16
2018
 The U.S. Casino and Gaming Industry: AML/BSA Regulation and Enforcement Ballard Spahr LLP
Sep
7
2023
 Industry Trades Really Don’t Like the Basel III Endgame Proposal Cadwalader, Wickersham & Taft LLP
Apr
8
2020
 UK FCA publishes business plan for 2020/21 Squire Patton Boggs (US) LLP
Sep
30
2024
 New Rules for Crypto-Assets in Europe Greenberg Traurig, LLP
Mar
25
2025
 Commissions Are ‘Wages’ Under the New Jersey Wage Payment Law, New Jersey Supreme Court Rules Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Aug
30
2021
 U.S. Federal Regulators Turn Up the Heat on Cryptocurrency Trading Platforms Proskauer Rose LLP
Mar
2
2022
 New York Commercial Finance Disclosure Law Stark & Stark
Mar
6
2018
 Author Wagers Prize Linked Savings Accounts Are Not Lotteries Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
31
2019
 Regulatory Moves Show Financial Watchdogs Working Smarter, if Not Harder Sheppard, Mullin, Richter & Hampton LLP
Feb
15
2020
 European Commission Urges Member States to Transpose 5MLD Katten
Jan
11
2012
 SEC Adopts Mine Safety Disclosure Rules Hunton Andrews Kurth
Feb
6
2023
 Honchariw: The Enforceability of Late Fees in California Dinsmore & Shohl LLP
Mar
13
2019
 Analyzing the President’s FY 2020 Budget: Key HHS Proposals McDermott Will & Schulte LLP
Jul
1
2019
 Commission Interpretation – Standard of Conduct for Investment Advisers Cadwalader, Wickersham & Taft LLP
Sep
12
2013
 European Commission Issues Communication Addressing New Sources of Risk in the Financial Sector McDermott Will & Schulte LLP
Oct
27
2022
 The DOJ’s Fight Against Redlining Continues Jones Walker LLP
Nov
5
2018
 What Companies Need to Know About World Bank and African Development Bank Debarment (and How to Avoid It) Covington & Burling LLP
Jul
10
2020
 NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirement Katten
Dec
29
2020
 Brexit: Payment Regulations on a Temporary Standstill K&L Gates LLP
Jun
28
2016
 SEC Approves Adjustments to Dollar Amount Tests for Performance Compensations Faegre Drinker
Jun
16
2017
 FINRA Sanctions Cetera for Violations in Connection with Mutual Fund Sales Vedder Price
Jul
27
2022
 Is Crypto a Security? Insider Trading Case Leads to DOJ, SEC Scrutiny Barnes & Thornburg LLP
Dec
18
2017
 Credit union seeks preliminary injunction in SDNY case challenging Mulvaney’s appointment as CFPB Acting Director; parties submit opposing briefing schedules Ballard Spahr LLP
Nov
17
2023
 Chester, PA Chapter 9 Court Confirms Certain Municipal Financing Techniques, Raises Concerns About Others Cadwalader, Wickersham & Taft LLP
Jul
16
2025
 Back to the Drawing Board for Restructuring Plans — Part 26A of the UK Companies Act 2006 K&L Gates LLP
Jul
22
2014
 International Securities Exchange, LLC v. Chicago Board Options Exchange, Incorporated, Decision Granting Additional Discovery IPR2014-00097, 98 Faegre Drinker
Feb
20
2017
 UK Government to Host International FinTech Conference K&L Gates LLP
May
4
2022
 Proposed Updates to Qualified Opportunity Zone (QOZ) Rules Hill Ward Henderson
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