Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Aug
24
2023
 Privacy Tip #370 – Check Your Privacy Settings Frequently Robinson & Cole LLP
Nov
1
2023
 The SEC Publishes 2024 Examination Priorities Ahead of Schedule, Previewing Key Areas of Focus For Registered Entities K&L Gates LLP
Dec
23
2013
 Financial Services Legislative and Regulatory Update - December 23, 2013 Mintz
Jan
26
2016
 Tangled Web of “Service Providers”: One Example of How CFPB Finds Targets Dinsmore & Shohl LLP
Sep
11
2017
 Criminal Finances Act 2017 – New Corporate Offences of Failing to Prevent Facilitation of Tax Evasion Squire Patton Boggs (US) LLP
Mar
31
2020
 Climate Change Disclosures for Premium-Listed Companies on the London Stock Exchange Bracewell LLP
Sep
16
2015
 Pay to Play: Appellate Division Upholds Ruling that Payment is Required to Qualify for Champerty Safe Harbor Provision Sheppard, Mullin, Richter & Hampton LLP
Oct
20
2020
 COVID-19: UK Insolvency Reform - Scrutiny of Administration Pre-Pack Sales K&L Gates LLP
Apr
23
2025
 Powering The Future: The UK's Nuclear Revolution Womble Bond Dickinson (US) LLP
Aug
6
2025
 Derivatives and Securities Dealers’ Pre-Hedging of Client Trades Faces Potential New Rules Bracewell LLP
Oct
9
2016
 Seven EU Member States Opt Out of EBA Guidelines on Sound Remuneration Policies Under CRD IV Katten
Apr
19
2023
 Diving Into SECURE 2.0: Student Loans and 401(k) Plan Matching Contributions Foley & Lardner LLP
Jan
28
2025
 BlueCrest – The Court of Appeal Considers Condition B of the Salaried Members Rules Proskauer Rose LLP
Feb
27
2019
 9th Circuit Holds FCPA Is Not A "Rule Or Regulation" Of The SEC Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
25
2020
 We Received Our PPP Funds, Now What? An Updated Guide to Loan Forgiveness Much Shelist, P.C.
Jul
5
2022
 Telecom Alert: $220K EBB Forfeiture; 800 MHz Interstitial Channels; Form 477 Deadline; NEPA Checklist Update [Vol. XIX, Issue 27] Keller and Heckman LLP
Jan
13
2023
 The Consumer Financial Protection Bureau Issues 2022 Annual Report of Credit and Consumer Reporting Complaints Foley & Lardner LLP
Nov
4
2024
 Lessons on Effective Financial Crime Controls: The Starling Bank Example K&L Gates LLP
Oct
30
2010
 Altered Ego: New Ninth Circuit Opinion Overrules Previously Well-Settled Law Regarding Exclusive Standing Of Bankruptcy Trustees To Pursue General Claims On Behalf Of The Estate Sheppard, Mullin, Richter & Hampton LLP
Mar
28
2013
 Florida Continuing Care Retirement Communities (CCRC) Regulatory Issues Update Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
May
26
2017
 CFTC Adopts Amendments to Whistleblower Rule, Asserts Anti-Retaliation Authority Covington & Burling LLP
Dec
11
2017
 Many EU Countries Have Not Yet Adopted MiFID II Katten
Oct
18
2018
 Federal Reserve seeks comment on actions to support development of faster payments Ballard Spahr LLP
Oct
10
2019
 The BUILD Act Greenlights Equity Investments, Increasing Need for Legal Involvement McDermott Will & Schulte LLP
May
4
2020
 Update to Main Street Lending Program Federal Reserve Announces Revised Terms & FAQs Womble Bond Dickinson (US) LLP
Aug
25
2023
 SEC Adopts Extensive New Rules for Investment Advisers to “Private Funds,” but Excludes CLOs and Other “Securitized Asset Funds” from Those Rules Cadwalader, Wickersham & Taft LLP
Jul
25
2024
 SEC Elects Not to Request a Rehearing on Private Funds Rule Greenberg Traurig, LLP
Dec
27
2013
 Prospective Waivers of the Fair Market Value Defense Held Invalid in Arizona Court Lewis Roca Rothgerber LLP
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