Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Nov 24 2009	HIPAA Alert: Employers Should Update Their Policies in Light of Recent Amendments	Much Shelist, P.C.
Nov 1 2009	Psst! Can You Keep a Secret? No, Really.	Baker Donelson Bearman Caldwell & Berkowitz, PC
Oct 27 2009	Settlement Counsel: Is It Right for Your Business?	Much Shelist, P.C.
Oct 26 2009	D&O Insurance: Why on Earth Would a Private Company Need It?	Much Shelist, P.C.
Sep 14 2009	NEW YORK TRIAL COURT DENIES INSURED’S CLAIM FOR ATTORNEYS FEES AND COSTS PAID IN CONNECTION WITH THE SETTLEMENT OF PUBLIC INVESTIGATIONS FOR “MARKET TIMING” OF MUTUAL FUNDS	Clark Hill PLC
Aug 30 2009	General Growth Properties and the Boundaries of Bankruptcy Remoteness	Bingham McCutchen LLP
Aug 25 2009	Selecting the Business Entity for Succession Planning	Poyner Spruill LLP
Aug 19 2009	When Tenants Go Dark: Negotiating Exclusive Use Clauses in a Tenant-Friendly Market	Much Shelist, P.C.
Jul 24 2009	Settlement or Release of FMLA Claims may require DOL or Court Approval	Fairfield and Woods P.C.
Jul 24 2009	Preventing Sexual Harassment Liability	Fairfield and Woods P.C.
Jul 24 2009	Colorado Employee Fired for Protesting Lack of Breaks May Sue for Wrongful Discharge - Sometimes!	Fairfield and Woods P.C.
Jul 24 2009	Is Your Intellectual Property (IP) ‘Insured’? 10 Tips to Protecting Your IP Investment	Fairfield and Woods P.C.
Jul 21 2009	Is the AIA's Mutual Waiver of Consequential Damages Really Mutual?	Fairfield and Woods P.C.
Jul 20 2009	Voluntary Binding Arbitration Agreements? Think Before You Act	Fairfield and Woods P.C.
Jul 20 2009	Equitable Receivership as an Alternative to Bankruptcy	Fairfield and Woods P.C.
Jun 5 2009	Roundtable: Part II – Corporate Internal Investigations: Later Stages	Sills Cummis & Gross P.C.
Jun 5 2009	Roundtable: Part I – Corporate Internal Investigations: Early Stages	Sills Cummis & Gross P.C.
May 29 2009	Do You Know Where Your Risks Are? Possible Dangers Lurking in E-Mails and Internal Investigations	Much Shelist, P.C.
May 29 2009	Before You Buy Insurance, Consider a Risk Assessment	Much Shelist, P.C.
May 29 2009	Letters of Intent: Preliminary Negotiation or Binding Agreement?	Much Shelist, P.C.
May 29 2009	Buy-Sell Agreements: The Corporate Prenup	Much Shelist, P.C.
May 29 2009	If You Find It, They Will Come: Fundless Sponsors, a New Player in Private Equity	Much Shelist, P.C.
May 26 2009	Corporate Bylaws: Use Them or Lose Them	Much Shelist, P.C.
May 9 2023	Australian Federal Budget 2023-2024 - Key Tax Measures and Instant Insights	K&L Gates
Feb 17 2016	Treasury Releases Proposed Regulations Clarifying UPS Rule under MPRA	Morgan, Lewis & Bockius LLP
Feb 28 2018	CFPB Issues Request for Information on External Engagements	Covington & Burling LLP
Oct 26 2018	State Regulators Renew OCC Suit Over Fintech Charter	Covington & Burling LLP
Oct 29 2019	Surf’s Up: New Wave of Novel Accessibility Litigation Hits Retailers	Womble Bond Dickinson (US) LLP

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