Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Jun 5 2009	Roundtable: Part II – Corporate Internal Investigations: Later Stages	Sills Cummis & Gross P.C.
Jun 5 2009	Roundtable: Part I – Corporate Internal Investigations: Early Stages	Sills Cummis & Gross P.C.
May 29 2009	Do You Know Where Your Risks Are? Possible Dangers Lurking in E-Mails and Internal Investigations	Much Shelist, P.C.
May 29 2009	Before You Buy Insurance, Consider a Risk Assessment	Much Shelist, P.C.
May 29 2009	Letters of Intent: Preliminary Negotiation or Binding Agreement?	Much Shelist, P.C.
May 29 2009	Buy-Sell Agreements: The Corporate Prenup	Much Shelist, P.C.
May 29 2009	If You Find It, They Will Come: Fundless Sponsors, a New Player in Private Equity	Much Shelist, P.C.
May 26 2009	Corporate Bylaws: Use Them or Lose Them	Much Shelist, P.C.
Apr 3 2023	NFA Imposes New Compliance Obligations on Members Engaged in Digital Asset Commodity Activities	K&L Gates
Mar 17 2012	IRS Issues New Chief Counsel Memorandum Regarding Federal Excise Tax for FAR Part 91 Managed Aircraft and Charter Managed Aircraft -Aviation Law Alert	Barnes & Thornburg LLP
Mar 19 2015	SEC No-Action Letter Permits Non-ERISA Retirement Plans to Issue Participant Fee Disclosures Without Violating Securities Laws	McDermott Will & Emery
Dec 6 2018	FTC Solicits Public Comment on Identity Theft Detection Rules	Covington & Burling LLP
Mar 6 2020	FCA Issues Coronavirus Statement	Katten
Jul 20 2020	Louisiana Main Street Grant Programs	Jones Walker LLP
Dec 30 2022	SECURE 2.0 Changes Rules for Retirement Plans	Foley & Lardner LLP
Nov 25 2014	Canadian Real Estate Brokerage Expands U.S. Reach Through South Florida Purchases	Bilzin Sumberg
Jul 20 2016	Large Application Outsourcing Is Transforming Banks	Morgan, Lewis & Bockius LLP
Oct 8 2013	The Moench Presumption: An Examination of the Third Circuit’s Standard of Prudence in Employer Stock Cases and Its Subsequent Treatment by Circuit Courts	McDermott Will & Emery
Aug 18 2014	Sovereign Litigation in Latin America: Top Five Issues To Think of When Doing Business With a Latin American Country	Sheppard, Mullin, Richter & Hampton LLP
Nov 9 2015	Insider Trading Cartoon Series, Vol. II — Temporary Insiders	Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
Aug 17 2023	FTC Announces Proposed Order Against Experian for CAN-SPAM Violations	Hunton Andrews Kurth
Jun 21 2024	CFPB Takes Action Against Owners of Small Dollar Lender for Hiding Money to Avoid Penalties	Sheppard, Mullin, Richter & Hampton LLP
Jul 15 2015	Ninth Circuit Slaps Back Remote Tippee's Newman Defense	Barnes & Thornburg LLP
Mar 14 2017	Questions and Answers on State and Local Variations on the SEC Pay-to-Play Rule	K&L Gates
Jun 16 2023	SEC Adopts Amendments to Remove References to Credit Ratings from Regulation M	Greenberg Traurig, LLP
Apr 11 2019	OFCCP Shares Some News At Financial Industry Town Hall	Proskauer Rose LLP
Jul 24 2019	HUD Announces Suspension of Effective Date for New Down Payment Assistance Requirements	Ballard Spahr LLP
Nov 6 2020	ESG: European Commission Extends Consultation Period for Rules Under Disclosure Regulation	Katten

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