Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Feb 19 2010	Insurer Required to Defend Directors and Officers Against Ponzi Claims (Pendergest-Holt v. Certain Underwriters at Lloyd's of London)	Goldberg Segalla LLP
Feb 3 2010	United States And Shareholders vs. Corporate Fraud	Sills Cummis & Gross P.C.
Jan 6 2010	SEC Amends Rules on Proxy Disclosure, Corporate Governance and Executive Compensation	Baker Donelson Bearman Caldwell & Berkowitz, PC
Dec 31 2009	Managers Can be Individually Liable for Unpaid Wages Despite Appointment of a Trustee	Ryley Carlock & Applewhite, A Professional Corporation
Dec 16 2009	A Lesson in Avoiding Liability	Dinsmore & Shohl LLP
Dec 1 2009	Representations, Warranties and Covenants: Back to the Basics in Contracts	Dykema Gossett PLLC
Dec 1 2009	Fundamentals of Commercial and Standby Letters of Credit	Dykema Gossett PLLC
Nov 30 2009	Employers Must Continue to Provide Annual Disclosure to Certain Optionees; Employers Must Also Begin Reporting Some Option Exercises To IRS, With First Reports Due in 2011 (For Exercises in 2010)	Davis Wright Tremaine LLP
Nov 30 2009	Japanese Companies Using New Rehabilitation ADR Procedures in Major Restructurings	Bingham McCutchen LLP
Nov 30 2009	ERISA May Govern Individual Insurance Policies!	Poyner Spruill LLP
Nov 30 2009	Use of Independent Contractors May Create Unexpected Liability
Nov 30 2009	It's Plan Amendment Time Again	Ford & Harrison LLP
Nov 27 2009	What's In A Name? Plenty!	Baker Donelson Bearman Caldwell & Berkowitz, PC
Nov 24 2009	HIPAA Alert: Employers Should Update Their Policies in Light of Recent Amendments	Much Shelist, P.C.
Nov 1 2009	Psst! Can You Keep a Secret? No, Really.	Baker Donelson Bearman Caldwell & Berkowitz, PC
Oct 27 2009	Settlement Counsel: Is It Right for Your Business?	Much Shelist, P.C.
Oct 26 2009	D&O Insurance: Why on Earth Would a Private Company Need It?	Much Shelist, P.C.
Sep 14 2009	NEW YORK TRIAL COURT DENIES INSURED’S CLAIM FOR ATTORNEYS FEES AND COSTS PAID IN CONNECTION WITH THE SETTLEMENT OF PUBLIC INVESTIGATIONS FOR “MARKET TIMING” OF MUTUAL FUNDS	Clark Hill PLC
Aug 30 2009	General Growth Properties and the Boundaries of Bankruptcy Remoteness	Bingham McCutchen LLP
Aug 25 2009	Selecting the Business Entity for Succession Planning	Poyner Spruill LLP
Aug 19 2009	When Tenants Go Dark: Negotiating Exclusive Use Clauses in a Tenant-Friendly Market	Much Shelist, P.C.
Jul 24 2009	Settlement or Release of FMLA Claims may require DOL or Court Approval	Fairfield and Woods P.C.
Jul 24 2009	Preventing Sexual Harassment Liability	Fairfield and Woods P.C.
Jul 24 2009	Colorado Employee Fired for Protesting Lack of Breaks May Sue for Wrongful Discharge - Sometimes!	Fairfield and Woods P.C.
Jul 24 2009	Is Your Intellectual Property (IP) ‘Insured’? 10 Tips to Protecting Your IP Investment	Fairfield and Woods P.C.
Jul 21 2009	Is the AIA's Mutual Waiver of Consequential Damages Really Mutual?	Fairfield and Woods P.C.
Jul 20 2009	Voluntary Binding Arbitration Agreements? Think Before You Act	Fairfield and Woods P.C.
Jul 20 2009	Equitable Receivership as an Alternative to Bankruptcy	Fairfield and Woods P.C.

Subscribe to The 10 Latest Financial, Banking, & SEC Articles

Trending News