Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Jul 21 2010	President Obama Signs Dodd-Frank Act Into Law	Sheppard, Mullin, Richter & Hampton LLP
Jul 21 2010	Amendment of Federal Sentencing Guidelines Calls for Updating of Compliance Policies	Sheppard, Mullin, Richter & Hampton LLP
Jul 17 2010	Senate Passes Dodd-Frank Wall Street Reform and Consumer Protection Act	Sheppard, Mullin, Richter & Hampton LLP
Jul 17 2010	Congress Passes Sweeping Financial Reform Bill	Michael Best & Friedrich LLP
Jul 12 2010	Seven Questions to Assess the “Privacy Health” of Your Organization	Poyner Spruill LLP
Jul 8 2010	Modernizing the Poison Pill: Lessons from Selectica, Inc. v. Versata Enterprises, Inc.	Vedder Price
Jul 8 2010	Arizona Federal District Court Holds That Securities & Exchange Commission Need Not Allege Wrongdoing On The Part Of CEO When Pursuing Reimbursement Under Section 304 Of Sarbanes-Oxley Act	Sheppard, Mullin, Richter & Hampton LLP
Jul 7 2010	Privacy and Information Security for Emerging Businesses	Poyner Spruill LLP
Jul 7 2010	The Supreme Court’s Sarbanes-Oxley Ruling in Plain English- Free Enterprise Fund et al. v. Public Company Accounting Oversight Board et al., No. 08-861 (U.S. June 28, 2010)	Risk and Insurance Management Society, Inc. (RIMS)
Jun 30 2010	Corporate Compliance and Ethics Programs: Why They Are Good for Your Company	Dinsmore & Shohl LLP
Jun 28 2010	Bill Introduced To Secure Reduced Civil Liability For Amnesty Applicants	Sheppard, Mullin, Richter & Hampton LLP
Jun 26 2010	Finding and Fixing Corporate Misconduct - How Layoffs Have Impacted Compliance Issues and Corporate Culture	Risk and Insurance Management Society, Inc. (RIMS)
Jun 21 2010	D&O Coverage for Government Investigations	Risk and Insurance Management Society, Inc. (RIMS)
Jun 20 2010	Changes on the Horizon –Taxation of Carried Interests	Holme Roberts & Owen LLP
Jun 15 2010	California Court Of Appeal Applies Three-Year Limitation Under Delaware Law To Claim Against Dissolved Delaware Corporation	Sheppard, Mullin, Richter & Hampton LLP
Jun 14 2010	Second Circuit Affirms Dismissal Of Securities Fraud Complaint, But Rejects Reform Act Safe Harbor Defense	Sheppard, Mullin, Richter & Hampton LLP
Jun 14 2010	DOJ and FTC Issue Proposed Revisions to Horizontal Merger Guidelines	Dinsmore & Shohl LLP
Jun 11 2010	Delaware Chancery Court Dismisses Derivative Plaintiff's Section 220 Books And Records Action	Sheppard, Mullin, Richter & Hampton LLP
Jun 7 2010	Insurance and Good Corporate Governance: A Modest Proposal	Much Shelist, P.C.
May 31 2010	The Market Incentive Model: Explaining the Shareholders' Active Role	Santa Clara University School of Law
May 24 2010	Condominium and Homeowner Association Board Member Fiduciary Duties. The Impending Statute of Limitation for Hurricane Wilma Claims.	Risk Worldwide
May 24 2010	Sentencing Guideline Amendments Emphasize Compliance Officer Reporting Relationships	Taft Stettinius & Hollister LLP
May 20 2010	Succession Planning - How to Effectively Pass the Torch	Dinsmore & Shohl LLP
May 15 2010	Single-Purpose Entities and Independent Directors: Does the General Growth Ruling Change Structured Finance?	Vedder Price
May 5 2010	Negotiating Away The Fears	Sills Cummis & Gross P.C.
Apr 27 2010	Judicial Opinion Ensures NC to Remain Business Friendly: Decision Shields Officers and Directors from Personal Liability	Poyner Spruill LLP
Apr 6 2010	U.S. SUPREME COURT CLARIFIES "PRINCIPAL PLACE OF BUSINESS" New Ruling Helps Defendants Avoid Forum Shopping by Plaintiffs	Kane Russell Coleman & Logan PC
Feb 25 2010	Stanford Defendants Obtain Order Requiring Payment of Defense Costs	Goldberg Segalla LLP

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