Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jun
17
2019
 Banks Invest In Developing A Digital Blockchain Settlement System K&L Gates LLP
Feb
9
2012
 House Leadership Backed by Securities & Investment Firms Omit Political Intelligence Disclosure from STOCK Act MapLight
Oct
31
2022
 FINRA Facts and Trends: October 2022 Bracewell LLP
Apr
3
2020
 The SEC Opts Not to Extend Reg BI and Form CRS Compliance Deadline
Jul
2
2020
 UPDATE: European Commission Publishes its Report on the Impact of the Interchange Fee Regulations Proskauer Rose LLP
Nov
21
2010
 Reform Reading: Banks Prepare for Stress Tests, Possible Rise in ATM Fees Center for Public Integrity
Aug
3
2022
 Money Doesn’t Grow on Leaves: Cannabis Investing for Dummies (and Non-Dummies) Bradley Arant Boult Cummings LLP
Jan
9
2014
 Volcker Rule Adopted by Regulatory Agencies to Limit Certain Bank Activities Vedder Price
Jun
19
2015
 AMF Publishes Reporting Obligations and Position Limits for Derivatives on Agricultural Commodities to Commence July 1 Katten
Feb
9
2016
 Bridging the Week: February 1 – 5 and 8, 2016 (Dark Pools; Manipulation; Position Limits; Wash Trades; Purposeful Regulation) Katten
Dec
12
2017
 PRA CONSULTS ON INTERNAL MODELS UNDER SOLVENCY 2 Womble Bond Dickinson (US) LLP
Feb
5
2020
 SEC Proposes Expanding “Accredited Investor” and “Qualified Institutional Buyer” Definitions Mintz
May
7
2020
 COVID-19: PPP Eligibility of Debtors in Bankruptcy K&L Gates LLP
May
7
2022
 City of Milwaukee Property Tax Notice of Assessment Objection/Appeal Deadline – May 16, 2022 Davis|Kuelthau, s.c.
Sep
15
2012
 Ninth Circuit Reverses Securities Fraud Conviction Based on Admission of Prior Complaint Greenberg Traurig, LLP
Sep
26
2015
 SEC Enforcement Action Portends Rewards for Cybersecurity Whistleblowers Zuckerman Law
Oct
19
2016
 New UAE Mutual Funds Regulations Herald Critical Changes for Foreign Managers K&L Gates LLP
Sep
18
2017
 Professor Sovern Disagrees with Senator Warren and Concedes that Consumers Do Well in Arbitration But Raises Another Red Herring Ballard Spahr LLP
Dec
16
2021
 5 Trends in 2022 Financial Fraud Enforcement Greenberg Traurig, LLP
Apr
12
2024
 Latest CFPB Supervisory Highlights Keys in on Accuracy in Consumer Credit Reports Sheppard, Mullin, Richter & Hampton LLP
Nov
17
2023
 Total Recall Cadwalader, Wickersham & Taft LLP
Jun
11
2016
 New Consumer Financial Protection Bureau (CFPB) Rules Threaten More Consumer Class Actions Against Financial Institutions Bracewell LLP
Jun
7
2017
 SCOTUS Sets a Clock on Disgorgement in SEC Enforcement Actions Mintz
Mar
1
2019
 Sen. Chuck Grassley Leads Effort to Improve Transparency of Third-Party Financing in Civil Litigation Katten
Sep
7
2021
 SEC Investor Advisory Committee Considers Recommendations to Tighten Rules for Insiders’ Trading Plans Proskauer Rose LLP
Feb
10
2023
 Pay-to-Play in the CFPB’s Cross-Hairs: Digital Mortgage Comparison-Shopping Platforms under RESPA Scrutiny Foley & Lardner LLP
Sep
8
2023
 New SEC Cybersecurity Disclosure Requirements Place Pressure On Public Companies To Investigate Potential Breaches Quickly And Involve Leadership In Data Security Compliance Jackson Lewis P.C.
Oct
22
2018
 Stephanie Avakian, Co-Director of the SEC’s Division of Enforcement, Assesses the Effectiveness of the SEC’s Enforcement Program Vedder Price
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