Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Aug
21
2025
 Federal Reserve Ends Novel Activities Supervision Program for Crypto and Fintech Oversight Sheppard, Mullin, Richter & Hampton LLP
May
20
2016
 United Kingdom: PRA Publishes Meeting Minutes With Notes on the Application of Best Execution to FX Derivatives and FX Spot Transactions Katten
Dec
7
2017
 Subscription Credit Facilities: Misperceptions Remain Aplenty Cadwalader, Wickersham & Taft LLP
Dec
13
2021
 New Cryptocurrency Information Reporting Regime Required on Form 1099 and Form 8300 Hunton Andrews Kurth
Jun
13
2022
 French Insider Podcast Episode 14: French Investments in the U.S. Wine Industry [PODCAST] Sheppard, Mullin, Richter & Hampton LLP
Dec
21
2023
 Europe: ESMA Provides Update on Fund ESG Naming Rules K&L Gates LLP
Feb
16
2018
 FinCEN proposes ban on Latvian bank Squire Patton Boggs (US) LLP
Feb
14
2019
 Pensions versus Insolvency: changes to The Pension Regulator’s powers Squire Patton Boggs (US) LLP
Oct
6
2021
 SEC Charges Case Featuring Alleged Wash Sales Involving Options of “Meme Stocks” Winstead
Mar
21
2023
 It’s Going to be a Big Year for FINRA Mintz
Oct
18
2023
 Proposed Bipartisan Legislation on Opportunity Zones and Qualified Opportunity Funds Would Extend the Investment and Gain Deferral Period By Two Years and Permit Investment in a Fund of Funds ArentFox Schiff LLP
Nov
13
2024
 Sweeping Changes to Company Registration in the United Kingdom Will Increase Transparency of Companies and the Integrity of the Register K&L Gates LLP
Jun
2
2009
 What The “Subprime Crisis” Really Means For Your Business Sills Cummis & Gross P.C.
Oct
9
2018
 Vermont Exempts Bank Partners from Loan Solicitation License for Commercial Loans Ballard Spahr LLP
Jun
25
2021
 Eastern District of North Carolina Declines to Find FCRA Claim is Time-Barred Womble Bond Dickinson (US) LLP
Dec
14
2022
 Speak Out Act Takes Effect, Enhanced Data Privacy Obligations for California Employers, and SEC Releases Whistleblower Annual Report – Employment Law This Week [VIDEO] Epstein Becker & Green, P.C.
May
15
2024
 Renewed Federal Scrutiny for Nonbank Mortgage Companies Bradley Arant Boult Cummings LLP
Oct
19
2014
 International Securities Exchange (ISE) Proposes to Amend Rules Regarding Information Barriers Between Customer and Proprietary Businesses Katten
Jan
20
2016
 California Court Holds SEC Filing Is Not Public Disclosure Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
19
2020
 SEC Proposes Major Changes to Prospectus and Shareholder Report Disclosure Scheme K&L Gates LLP
Jun
19
2014
 Secured Lender Protection Limited When Bitcoin is Collateral Bilzin Sumberg
Jun
5
2015
 Senator Elizabeth Warren Criticizes SEC Chair Mary Jo White for “Extremely Disappointing” Leadership Katten
Sep
11
2015
 NFA To Host Audio Conference for SDs and MSPs Katten
Oct
7
2016
 CFPB Releases Final Rule on Prepaid Cards Morgan, Lewis & Bockius LLP
May
18
2017
 Constellation’s Settlement Curtailed after Jevic Bracewell LLP
May
3
2020
 What to Do Now With Your CARES Act PPP Loan - Updated May 6, 2020 Greenberg Traurig, LLP
Aug
25
2025
 Federal Request for Information on State Regulation and Interstate Commerce Keller and Heckman LLP
Jan
29
2015
 Newly Passed Bill May Impact Dodd-Frank Act Bilzin Sumberg
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