Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Mar
4
2016
 Complaints Commissioner Publishes Decision Urging FCA To Consider Requirements for Firms To Disclose Unregulated Activities Katten
Nov
21
2019
 The ‘Inside Scoop’ – ‘Tips’ from the Cybersecurity Regulators Greenberg Traurig, LLP
Mar
12
2021
 DOL Signals Plan to Embrace ESG Investing Bracewell LLP
Jul
21
2022
 Real Estate Finance: Holdbacks in a Post COVID Environment Nelson Mullins
Apr
27
2022
 United States Bans Russian-Affiliated Vessels from U.S. Ports K&L Gates LLP
Aug
9
2018
 Military Lending Improvement Act of 2018 Introduced in the U.S. Senate Ballard Spahr LLP
Apr
4
2019
 Cryptocurrency Firms Struggle to Engage Auditors K&L Gates LLP
Apr
13
2020
 SEC Guidance: Public Statements of Municipal Issuers Subject to Antifraud Provisions Dinsmore & Shohl LLP
Sep
16
2020
 FinCEN’s New Rule Impacts Banks Lacking a Federal Functional Regulator Squire Patton Boggs (US) LLP
Oct
14
2022
 Financial Regulators Focus on Preservation of Ephemeral Messaging Winstead
May
23
2013
 Lenders Beware: Debt Can Now Be Recharacterized as Equity in the Ninth Circuit Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
28
2018
 English Court of Appeal Decision in Significant Test Case: Property Alliance Group v Royal Bank of Scotland Cadwalader, Wickersham & Taft LLP
Nov
30
2018
 OCIE Issues Risk Alert on the Cash Solicitation Rule Vedder Price
Mar
5
2020
 Watch Out: Responding to RFA Matters More Than What You May Think, Even After Close of Discovery Squire Patton Boggs (US) LLP
Feb
22
2022
 Crypto at Quantico: New FBI Cryptocurrency Unit Adds to Growing U.S. Criminal Enforcement Measures Nelson Mullins
Jun
21
2024
 Pending California Law Undermines Growth of Digital Health Companies and Patient Access to Virtual Care McDermott Will & Schulte LLP
Sep
18
2024
 Blank Rome State of the Cannabis Industry Panelist Interview Series: James Daley, Needham Bank Senior Vice President and Director Structured Finance Blank Rome LLP
Feb
14
2014
 Hedge Fund Adviser and Holding Company Agree to Pay Nearly $9 Million in SEC Settlement for Overvaluing Fund Assets Godfrey & Kahn S.C.
Nov
9
2015
 SEC Settles Charges Against Advisory Firms for Failing to Disclose Changes in Investment Strategy of Closed-End Fund Vedder Price
Jul
18
2016
 SEC Proposes Rules on Adviser Business Continuity and Transition Plans Faegre Drinker
Mar
10
2017
 FINRA Requests Comment on Proposed Amendments to Rules Governing Communications with the Public: Financial Industry Regulatory Authority K&L Gates LLP
May
20
2020
 U.S. Department of Education Expands COVID-19 Regulatory Flexibilities for Higher Education Institutions Faegre Drinker
Nov
10
2023
 Accepting Cryptocurrency and Digital Asset Donations: What Charities Need to Know [2023] ASKramer Law
Jan
21
2011
 Insurance and the Accidental Property Owner Much Shelist, P.C.
Jul
15
2015
 SEC Proposes Executive Compensation Clawback Rule Hunton Andrews Kurth
Mar
7
2016
 SEC Busts Tech Company for Bribing Chinese Officials Barnes & Thornburg LLP
Mar
20
2025
 Boosting Boston’s Housing: City & State Partner to Overcome Market Challenges Goulston & Storrs
Jul
27
2019
 CBOE Proposes Amendments to Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers Katten
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