Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Sep
18
2023
 Finally Finally! FINRA Finalizes Amendments to Covered Agency Transaction Requirements Under FINRA's Margin Rule 4210 Katten
Sep
14
2012
 Sixth Circuit Holds That FICA Tax is Not Due on Severance Pay Greenberg Traurig, LLP
Sep
12
2013
 European Commission Issues Communication Addressing New Sources of Risk in the Financial Sector McDermott Will & Schulte LLP
Feb
25
2015
 La Casa Blanca Propone Una Nueva Herramienta de Financiamiento P3: Bonos públicos de infraestructura calificados Bilzin Sumberg
Nov
5
2018
 An Uncertain Future for Foreign Investment in Mexico? Squire Patton Boggs (US) LLP
Feb
4
2020
 Bridging the Week by Gary DeWaal: January 27 to 31 and February 3, 2020 (More Hedge Exemptions; FCM Liability for Omnibus Client; Cybersecurity) Katten
Mar
10
2022
 What is an Automotive Fiscal Deposit in Mexico? Foley & Lardner LLP
May
17
2023
 Greenwashing Pressures Step Up in U.S. and E.U. CMBG3 Law
Oct
30
2011
 SEC Issues Guidance on the Disclosure of Cybersecurity Incidents and Costs Morgan, Lewis & Bockius LLP
Nov
7
2014
 Bio-Rad Settlement Reinforces FCPA Trends (Foreign Corrupt Practices Act) Barnes & Thornburg LLP
Jun
27
2016
 Brexit and EU Referendum: Bonfire of the Legalities? Morgan, Lewis & Bockius LLP
Nov
16
2021
 OFAC Enforcement Impacts NFTs: As Crypto Enforcement Ramps Up to Combat Ransomware, Robust Compliance is Key Sheppard, Mullin, Richter & Hampton LLP
Jan
13
2022
 CFPB Issues Annual Report Analyzing Responses of Nationwide Consumer Reporting Agencies to Increased Number of Consumer Complaints Womble Bond Dickinson (US) LLP
Oct
12
2015
 Illinois Appellate Court Upholds Foreclosure Judgment Despite Discrepancies Between Copies of the Note Attached to Foreclosure Complaint and Submitted into Evidence Michael Best & Friedrich LLP
Jul
24
2018
 Hong Kong SFC: E-Signature Verification Proposal to Boost Online Investing K&L Gates LLP
Oct
23
2019
 Marketplace Lending Update #7: This and That Cadwalader, Wickersham & Taft LLP
Sep
8
2021
 Division of Examinations Cautions Advisers on Compliance Deficiencies with Fixed Income and Principal Cross Trades Vedder Price
Feb
24
2017
 SEC Whistleblower Program: What is the SEC Form TCR? Zuckerman Law
Mar
13
2018
 Private Equity Funds Year-in-Review – A Lookback at 2017 and the Outlook for 2018: International Private Equity Funds K&L Gates LLP
Nov
28
2023
 UK Regulators Publish Updates for the Regulation of Fiat-Backed Stablecoins Katten
Apr
8
2024
 New T+1 Settlement Cycle Takes Effect May 28th Proskauer Rose LLP
Oct
10
2024
 FDIC Proposes New Requirements for Custodial Accounts Greenberg Traurig, LLP
Apr
11
2014
 North Carolina Federal Judge Denied Bank of America’s Motion to Dismiss $850M Mortgage Fraud Case Bilzin Sumberg
Mar
15
2019
 Beltway Buzz, March 15, 2019 Ogletree, Deakins, Nash, Smoak & Stewart, P.C.
Aug
28
2020
 ESMA Recommends Key Changes to the AIFMD Proskauer Rose LLP
Jan
27
2021
 PPP Update: New Round with Some New Rules Robinson & Cole LLP
May
16
2022
 DOJ Issues Charges in First Criminal Cryptocurrency Sanctions Case Mintz
Feb
16
2023
 Australia: Treasury Releases Token Mapping Consultation Paper K&L Gates LLP
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