2015: BURNING ISSUES AT THE SEC
Hosted by Morgan, Lewis & Bockius LLP
Location, or Event type: 101 Park Avenue Conference Room D1, 2 & 3 New York, NY 10178
2015: BURNING ISSUES AT THE SEC
, Hosted By Morgan, Lewis & Bockius LLP
Tuesday, September 29, 2015 - 11:00 AM
Please join us for a panel discussion
that will examine the law enforcement
pivot at the SEC, the Broker-Dealer
Task Force, and the fiduciary duty
rule for broker-dealers.
This program will be of most value to
in-house counsel and senior executives
with a strategic compliance role.