Continuing the FinTech University series, join Richard Levin, chair of Nelson Mullins’ FinTech and Regulation Practice, and Nelson Mullins partner Kevin Tran, and of counsel Bobby Wenner for “FinTech and Securities Trading Platforms.” In this one-hour session, they will examine what securities trading platforms are, what they are not, and how the FinTech industry utilizes them.

Levin leads the firm's FinTech and Regulation Practice. He advises clients on corporate, FinTech, securities, and regulatory issues.

Tran focuses on the representation of early stage, mid-stage, and publicly traded FinTech companies focused on blockchain technology, digital assets, and cryptocurrencies, including broker-dealers, digital asset and currency trading platforms, digital asset custodians, alternative trading systems, and securities exchanges and swap execution facilities.

Wenner focuses on the representation of financial technology companies working with blockchain, tokenization, digital assets, and cryptocurrencies, including broker-dealers, alternative trading systems (ATS), digital asset and currency trading platforms, digital asset issuers and custodians, securities exchanges, and derivatives trading platforms including swap execution facilities.

Continuing Legal Education (CLE) credit application submitted in the following states: CA, CO, FL, GA, IL, NC, NJ, NY, OH, PA, SC, TN, VA