Ms. Choo advises open-end and closed-end investment companies on registration, regulation, compliance, and transactional matters. Her experience includes:
-
Advising on day-to-day compliance, regulatory, and disclosure issues;
-
Negotiating the resolution of SEC staff comments regarding registration statements, proxy statements, and no-action requests;
-
Advising clients and preparing registration statements and proxy materials in connection with initial offerings, reorganizations, rights offerings, and other corporate actions;
-
Responding to regulatory inquiries and issues raised by the SEC staff during examinations;
-
Reviewing compliance programs;
-
Advising on fund governance matters; and
-
Preparing materials for, and attending meetings of, investment company boards.
