Veena K. Jain counsels clients in the investment management industry, including money market funds, exchange-traded funds, multi-manager funds and fund of funds, as well as their advisers and independent trustees. Veena advises her clients on day-to-day matters, as well as matters arising during formation, wind-up and reorganization. She assists her clients on structuring new types of financial products and services Veena previously worked as an attorney in the Chief Counsel’s Office in the Division of Investment Management at the Securities and Exchange Commission in Washington, D.C.
While at the SEC, Veena worked primarily in the Office of Chief Counsel where she responded to no-action and interpretive requests arising under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. She also focused on interpretations of the Securities Act of 1933 and the Securities Exchange Act of 1934 as they applied to investment companies and investment advisers. Veena also worked on policy and rule-making initiatives.
