Thomas S. Harman

Thomas S. Harman, Morgan Lewis, Investment Funds regulation lawyer, Financial Compliance Attorney
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Professional Biography

Thomas S. Harman represents investment advisers (both publicly and privately held), mutual funds, closed-end funds business development companies, and private investment funds. In so doing, he advises them on a variety of legal and compliance issues. Tom represents the board of directors of several fund families. He also advises issuers with respect to the availability of exemption from the Investment Company Act of 1940.

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