Thomas M. DevaneyPartner Sheppard, Mullin, Richter & Hampton LLPWebsitewww.sheppardmullin.comConnectEmail212-634-3042 Professional Biography Mr. Thomas Devaney is a partner in the Corporate Practice Group in the firm's New York office. More Legal and Business Bylines From Thomas M. Devaney First FCPA Case Against Hedge Fund - (Posted On Thursday, October 13, 2016) SEC Releases 2016 Examination Priorities - (Posted On Tuesday, February 02, 2016) SEC Fines Advisers for Allocating Compliance Expenses to Funds - (Posted On Friday, November 20, 2015) SEC Issues a Risk Alert on the Current State of Outside Compliance Consultants - (Posted On Wednesday, November 18, 2015) SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees - (Posted On Tuesday, October 13, 2015) SEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds - (Posted On Tuesday, January 27, 2015) SEC Releases 2015 Examination Priorities --Securities and Exchange Commission - (Posted On Friday, January 16, 2015) Staying Above The Political Fray – The RIA (Registered Investment Adviser) Political Contribution Rule - (Posted On Tuesday, November 18, 2014) Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms - (Posted On Tuesday, September 23, 2014) Securities Fraud: Cherry-Picking & Soft Dollars - (Posted On Friday, August 15, 2014) Pagination Page 1 Next page Next › Current Legal Analysis Basic but Important Considerations for Corporations—Both For-Profit and Non-Profit: Understanding Director and Officer Liability Insurance by: Clifford P. Parson , Amy H. Wooten Second Circuit Adopts Broad Reading of ADA Protections in Recent Workplace Accommodations Case by: John G. Stretton Federal Crypto Ownership: Compliance Implications of the Strategic Bitcoin Reserve and U.S. Digital Asset Stockpile by: Hwan Kim , A.J. S. Dhaliwal Former EEOC Officials Defend DEI Programs in Response to Acting Chair’s Technical Assistance by: T. Scott Kelly , Simone R.D. Francis EPA Launches Historic Deregulatory Initiative: Key Legal Risks and Strategic Takeaways by: Christopher L. Bell Treasury Confirms All CDFI Fund Programs Are Backed by Law Amid Executive Order Review by: A.J. S. Dhaliwal , Mehul N. Madia Kentucky Enacts New Law Establishing Legal Framework for Blockchain and Digital Assets by: A.J. S. Dhaliwal , Mehul N. Madia Utah and Arkansas Enact Earned Wage Access Regulations by: A.J. S. Dhaliwal , Mehul N. Madia CSBS Flags Key Risks in Draft Stablecoin Legislation by: James G. Gatto , Alexander Lazar FDIC Updates Crypto Guidance, Removes Pre-Approval Requirement for Banks by: A.J. S. Dhaliwal , Mehul N. Madia CFPB Plans Limited Enforcement of Payday Lending Rule by: A.J. S. Dhaliwal , Mehul N. Madia Auto Insurer Settles With New York AG Over Insurance Application Platform Security Issues by: Liisa M. Thomas , Kathryn Smith Federal Regulators Signal Reversal on 2023 CRA Modernization Rule by: A.J. S. Dhaliwal , Mehul N. Madia Plaquemine Parish Awarded $740 Million in Landmark Case by: Jessica L. Duggan Final Touches: President Trump Rounds Out DOL Leadership with Two Nominees by: Justin R. Barnes , Jeffrey W. Brecher Upcoming Events Apr 30 2025 Workplace Horizons 2025 Apr 7 2025 Understanding the Basics of a Class Action Apr 8 2025 Miller Canfield 2025 HR Spring Training - Kalamazoo Apr 8 2025 Wage & Hour Law Under the Second Trump Administration Print
