Thomas M. DevaneyPartner Sheppard, Mullin, Richter & Hampton LLPWebsitewww.sheppardmullin.comConnectEmail212-634-3042 Professional Biography Mr. Thomas Devaney is a partner in the Corporate Practice Group in the firm's New York office. More Legal and Business Bylines From Thomas M. Devaney First FCPA Case Against Hedge Fund - (Posted On Thursday, October 13, 2016) SEC Releases 2016 Examination Priorities - (Posted On Tuesday, February 02, 2016) SEC Fines Advisers for Allocating Compliance Expenses to Funds - (Posted On Friday, November 20, 2015) SEC Issues a Risk Alert on the Current State of Outside Compliance Consultants - (Posted On Wednesday, November 18, 2015) SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees - (Posted On Tuesday, October 13, 2015) SEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds - (Posted On Tuesday, January 27, 2015) SEC Releases 2015 Examination Priorities --Securities and Exchange Commission - (Posted On Friday, January 16, 2015) Staying Above The Political Fray – The RIA (Registered Investment Adviser) Political Contribution Rule - (Posted On Tuesday, November 18, 2014) Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms - (Posted On Tuesday, September 23, 2014) Securities Fraud: Cherry-Picking & Soft Dollars - (Posted On Friday, August 15, 2014) Pagination Page 1 Next page Next › Current Legal Analysis How to Beat the Heat with a Clear Dress Code by: Robert D. Kaufman Try Again NLRB – 5th Circuit Remands Case Back After the Board’s Bait and Switch Move by: Keith S. Anderson , Anne R. Yuengert Unlocking the Power of Equity-Based Incentive Compensation: Basics of Nonqualified Stock Options and Stock-Settled Stock Appreciation Rights by: Joshua A. Agen , Leigh C. Riley AI-GENERATED CALLS TO REQUIRE DISCLOSURE!: New FCC Proposal Requires Disclosure of AI Usage When Obtaining Prior Express Written Consent and During Each Call by: Tori Guidry Despite Supreme (Court) Blow, Latest NLRB GC Memorandum Advocates for the Aggressive Pursuit of 10(j) Injunctions by: Joshua S. Fox , Tony S. Martinez When Does Maritime Law Apply? [Video] by: Grady S. Hurley , Sara B. Kuebel Upcoming Legal Education Events Oct 9 2024 Government Contracts Annual Update 2024 Sep 6 2024 Public Company Shareholder Engagement Summit Sep 6 2024 2024 Employment Law Symposium Aug 28 2024 REACH 30/30 - 28 August 2024 Print