Thomas M. DevaneyPartner Sheppard, Mullin, Richter & Hampton LLPWebsitewww.sheppardmullin.comConnectEmail212-634-3042 Professional Biography Mr. Thomas Devaney is a partner in the Corporate Practice Group in the firm's New York office. More Legal and Business Bylines From Thomas M. Devaney First FCPA Case Against Hedge Fund - (Posted On Thursday, October 13, 2016) SEC Releases 2016 Examination Priorities - (Posted On Tuesday, February 02, 2016) SEC Fines Advisers for Allocating Compliance Expenses to Funds - (Posted On Friday, November 20, 2015) SEC Issues a Risk Alert on the Current State of Outside Compliance Consultants - (Posted On Wednesday, November 18, 2015) SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees - (Posted On Tuesday, October 13, 2015) SEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds - (Posted On Tuesday, January 27, 2015) SEC Releases 2015 Examination Priorities --Securities and Exchange Commission - (Posted On Friday, January 16, 2015) Staying Above The Political Fray – The RIA (Registered Investment Adviser) Political Contribution Rule - (Posted On Tuesday, November 18, 2014) Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms - (Posted On Tuesday, September 23, 2014) Securities Fraud: Cherry-Picking & Soft Dollars - (Posted On Friday, August 15, 2014) Pagination Page 1 Next page Next › Current Legal Analysis CNIPA Releases 2024Q3 Patent Data – Invention Patent Grants Up 17%, Utility Model Grants Continue to Decline by: Aaron Wininger Does the LLMperor Have New Clothes? Some Thoughts on the Use of LLMs in eDiscovery by: Maura R. Grossman, J.D., Ph.D. , Gordon V. Cormack AI & the Law Newsletter - Legal Analysis About AI from The National Law Review by: The National Law Review EPA Issues Fifth Test Order for a PFAS by: Lynn L. Bergeson , Lisa M. Campbell New York City to License Hotels: What You Need to Know by: Joshua S. Fox , Jeffrey A. Horwitz Fiscal Year 2026 Diversity Visa Lottery Open Through November 7, 2024 by: Katherine C. MacIlwaine APHIS Issues RSR Responses for Modified Orange, Corn, Almond, and Tomato Plants by: Lynn L. Bergeson , Carla N. Hutton CMS Continues to Plan AHEAD Amid Rising Healthcare Costs by: Patrick H. Hao , Justine F. Lei Upcoming Events Nov 5 2024 The Major Questions Doctrine: A Challenge to the SEC’s Authority Nov 6 2024 Competition Crosshairs on the Food and Beverage Industry: DOJ and FTC Priorities in a Changing Administration Nov 7 2024 Nelson Mullins 2024 Value-Based Care Conference: Evolving Value-Based Strategies Nov 11 2024 National CLE Week Nov 12 2024 Staying Ahead: Insights into California's Multifamily Employment Landscape Nov 13 2024 How to Build an Effective AI Governance Program: Considerations for Group Health Plans and Health Insurance Issuers Nov 13 2024 Visa & Immigration Solutions to Nursing Home Staffing Mandates Nov 13 2024 Managing AI Legal Governance Panel Print
