Thomas M. DevaneyPartner Sheppard, Mullin, Richter & Hampton LLPWebsitewww.sheppardmullin.comConnectEmail212-634-3042 Professional Biography Mr. Thomas Devaney is a partner in the Corporate Practice Group in the firm's New York office. More Legal and Business Bylines From Thomas M. Devaney First FCPA Case Against Hedge Fund - (Posted On Thursday, October 13, 2016) SEC Releases 2016 Examination Priorities - (Posted On Tuesday, February 02, 2016) SEC Fines Advisers for Allocating Compliance Expenses to Funds - (Posted On Friday, November 20, 2015) SEC Issues a Risk Alert on the Current State of Outside Compliance Consultants - (Posted On Wednesday, November 18, 2015) SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees - (Posted On Tuesday, October 13, 2015) SEC Co-Chief of Division of Enforcement’s Asset Management Unit Identifies 2015 Exam Priorities for Hedge and Private Equity Funds - (Posted On Tuesday, January 27, 2015) SEC Releases 2015 Examination Priorities --Securities and Exchange Commission - (Posted On Friday, January 16, 2015) Staying Above The Political Fray – The RIA (Registered Investment Adviser) Political Contribution Rule - (Posted On Tuesday, November 18, 2014) Compliance Officers’ Liability When Engaging and Remediating Problems at Investment Management Firms - (Posted On Tuesday, September 23, 2014) Securities Fraud: Cherry-Picking & Soft Dollars - (Posted On Friday, August 15, 2014) Pagination Page 1 Next page Next › Current Legal Analysis The US Uranium Dilemma: Domestic Production Challenges in an Era of Growing Nuclear Energy Demand by: Scot Anderson Cal/OSHA Announces Discussion Drafts for Revised Wildfire Smoke Protection and Heat Illness Prevention Standards by: Karen Tynan , Robert C. Rodriguez Rising Temperatures Bring New Obligations for Maryland Employers by: Melissa A. Bailey , Fiona W. Ong Antitrust Compliance for North Carolina Construction Companies: Avoiding Legal Pitfalls by: Isabelle M. Chammas , E. Bradley Evans Beltway Buzz, May 16, 2025 by: James J. Plunkett The Regulatory Horizon: Legal Framework for Commercial Fusion Power by: Thomas J. Dougherty Washington Governor Signs State’s ‘Mini-WARN Act’: Notice Required for Site Closings and Mass Reductions in Force by: Sherry L. Talton , Zachary V. Zagger Throwing Away the Toaster: Where AI Controls Are Now and May be Heading by: Reid Whitten , Jordan Mallory Federal Court Nullifies EEOC Guidance on LGBTQ+ Protections by: Nonnie L. Shivers , Hera S. Arsen Workplace Strategies Watercooler 2025: The AI-Powered Workplace of Today and Tomorrow [Podcast] by: Jennifer Betts , Simon J. McMenemy Workplace Strategies Watercooler 2025: NLRB Update—What to Expect in 2025 and Beyond [Podcast] by: C. Thomas Davis , Thomas M. Stanek Federal Reserve and FDIC Withdraw Crypto-Asset Guidance for Banks; OCC Issues Clarification for Banks by: Marina Olman-Pal , Jera L. Bradshaw Section 899: Proposed Legislation Would Increase US Tax Rates on Many Foreign Individuals, Companies, and Governments by: James M. Maynor, Jr , Robert D. Simon McDermott+ Check-Up: May 16, 2025 by: Debra Curtis , Julia Grabo United States: Y’all Street to Attract Business With “Pro-growth” Legislation by: Jessica D. Cohn , Robert H. McCarthy Jr Upcoming Events May 22 2025 Kidd Aitken & Chambers USA Q&A May 20 2025 To Note or Not to Note May 20 2025 Reception during the 2025 American Clean Power Conference May 21 2025 OSHA 30/30 - May 21, 2025 Print
