For more than 30 years, Ralph V. De Martino has devoted his practice to the representation of public and private companies, the officers and directors who serve them, and financial institutions, broker-dealers and associated members. Mr. De Martino is distinguished among his peers in matters involving public and private company capital formation, securities offerings, regulatory inquiries and enforcement proceedings, internal investigations, and corporate finance and governance matters. He regularly appears before the U.S. Securities and Exchange Commission, FINRA and securities exchanges on behalf of issuers, broker-dealers, underwriters and placement agents in capital market transactions, regulatory matters, listing qualification and de-listing proceedings, regulatory investigations and enforcement proceedings.
