Paul Wood has tried more than 50 cases in federal and state courts and before arbitration panels in 17 states. He thrives on securing positive results for his clients and, over the course of his more than 30 years of practice, clients have come to expect these satisfying outcomes.
He has represented securities broker/dealers and other financial services firms before FINRA and in court on a wide range of claims, including customer complaints, fraud, raiding and recruitment, and protocol for broker recruiting compliance. His deep knowledge of the financial services industry allows him to understand the clients’ business and formulate proactive litigation strategies which fit into their overall business goals, rather than simply react to the facts of a particular case.