Michael MacPhail defends clients against federal and state government agencies during civil and criminal investigations and litigation, primarily involving the securities industry. He represents public companies, registered investment advisers and broker-dealers.
Securities Litigation
Michael handles investigations and litigation by securities regulators including:
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The U.S. Securities and Exchange Commission (SEC)
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The FINRA
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The Public Company Accounting Oversight Board (PCAOB)
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The Colorado Division of Securities
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Other state securities regulators in the Western United States
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The Colorado Board of Accountancy
