Mark D. Goldstein

Mark Goldstein, Katten Law Firm, New York, Financial Law Attorney
Special Counsel
Organization Profile
Professional Biography

Mark Goldstein focuses his practice on advising investment advisers, mutual funds and private investment funds. Mark has more than 25 years of experience advising clients on compliance and regulatory requirements, corporate matters, and the federal securities laws. He has extensive experience advising on the formation, distribution, structuring and on-going operational aspects of a wide array of investment products, including mutual funds, private investment funds, offshore funds, funds offered to separate accounts of insurance companies as funding vehicles for variable products and separately managed accounts, as well as extensive experience counseling investment advisers regarding SEC examinations and transactional matters.

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