Beau Yanoshik focuses his practice on the regulation of investment companies and investment advisers. He advises clients on forming and registering investment companies, including exchange-traded investment companies, and he provides ongoing advice regarding various regulatory compliance and securities law issues. Additionally, Beau counsels on transactional matters, including reorganizations, mergers, and acquisitions involving investment companies. He additionally assists with regulatory filings and in obtaining exemptive and no-action relief from various provisions of the Investment Company Act of 1940.
