Jason Pinney focuses his practice on securities litigation and enforcement. Jason represents broker-dealers, investment advisers, hedge funds, private equity firms, board members, and individuals in litigation, arbitrations, and regulatory investigations. Jason has experience representing clients in federal and state court, as well as before the SEC, FINRA, and several state securities agencies. He also has experience advising clients on securities laws and regulations, including research conflict issues, Section 36(b) excessive fee litigation, the cash solicitation rules and wire fraud.
