![Jacob Tiedt,Vedder Price law firm investment services attorney](https://www.natlawreview.com/sites/default/files/styles/author_profile/public/images/Tiedt_Jacob_webbio.jpg?itok=QDvCGPAl)
Jacob C. Tiedt is a Shareholder at Vedder Price and a member of the Investment Services group.
Mr. Tiedt’s practice includes the representation of registered mutual funds, closed-end funds and exchange-traded funds; private funds; investment advisers; and other financial institutions on a broad range of regulatory, governance and compliance matters. Mr. Tiedt regularly counsels clients on matters relating to SEC registration, disclosure and compliance; shareholder solicitation; NYSE, Nasdaq and FINRA regulation; corporate governance; and board administration. Mr. Tiedt has a broad range of experience advising clients on complex matters relating to product design and extraordinary transactions, including fund mergers and reorganizations; fund adoption transactions; closed-end fund IPOs, secondary offerings and preferred share transactions; and closed-end fund conversions, rights offerings and repurchase offers.
Mr. Tiedt regularly counsels independent fund directors on their unique duties and responsibilities.
Mr. Tiedt’s experience also includes providing guidance to operating companies and financial institutions on complex investment company status questions. In addition, he has extensive experience representing issuers and underwriters in public and private offerings of debt and equity securities, including Rule 144A and Regulation S offerings, as well as registered tender and exchange offers. He is fluent in German
More Legal and Business Bylines From Jacob C. Tiedt
- SEC Articulates Standards for Relief Under Section 26(c) for Variable Insurance Product Substitution Orders - (Posted On Tuesday, February 02, 2021)
- SEC Staff Issues ADI Regarding Risk Disclosures for Registered Funds Investing in Emerging Markets - (Posted On Tuesday, February 02, 2021)
- OCIE Risk Alert Cautions Firms to Comply with Large Trader Obligations - (Posted On Monday, February 01, 2021)
- SEC Adopts Rule Amendments to Permit Electronic Signatures to Authenticate SEC Filings - (Posted On Monday, February 01, 2021)
- SEC Adopts New Framework for Fund Valuation - (Posted On Monday, January 04, 2021)
- District Court Grants Great-West’s Motion for Sanctions Following Trial Victory in Section 36(b) Case - (Posted On Wednesday, November 11, 2020)
- SEC Settles Enforcement Proceeding Without Imposing a Penalty Against Adviser That Self-Reported Alleged Expense Waiver Misrepresentations - (Posted On Wednesday, November 11, 2020)
- SEC Proposes Conditional Exemption for Finders Engaging in Limited Capital Raising Activities - (Posted On Tuesday, November 10, 2020)
- SEC Staff Issues FAQs on Form CRS Disciplinary History Information Accompanied by a Joint Statement from Chairman Clayton and Division Directors - (Posted On Tuesday, November 10, 2020)
- SEC Adopts New Framework for Fund of Funds Arrangements - (Posted On Tuesday, November 10, 2020)
Vedder Price's Investment Services group is recognized by the National Law Review as a Go-To Thought Leader for the group’s regular contributions on and analysis of SEC amendments and regulations, enforcement actions and proposed rulemaking. Topics addressed by Vedder’s Investment Services group related to the SEC include: enforcement proceeding settlements, the modernization of fund disclosure regime, amendments to proxy rules and the review process for exemptive applications. The following Vedder Price attorney authors were the most frequent contributors: John S. Marten, Nathaniel Segal and Jacob C. Tiedt.
The National Law Review recognizes Rachel Behar, Robert M. Crea, Joseph M. Mannon, John S. Marten, Nathaniel Segal, Jacob C. Tiedt, and Jeff VonDruska of Vedder Price as 2021 Go-To Thought leaders for their well-thought-out and timely updates on developments at the SEC. The SEC reporting team at Vedder Price covers a range of topics including fixed income trades, wrap fee program deficiencies, advisor fee calculations and breaks down the most critical issues, and provides readers actionable insights.