![Jacob Tiedt,Vedder Price law firm investment services attorney](https://www.natlawreview.com/sites/default/files/styles/author_profile/public/images/Tiedt_Jacob_webbio.jpg?itok=QDvCGPAl)
Jacob C. Tiedt is a Shareholder at Vedder Price and a member of the Investment Services group.
Mr. Tiedt’s practice includes the representation of registered mutual funds, closed-end funds and exchange-traded funds; private funds; investment advisers; and other financial institutions on a broad range of regulatory, governance and compliance matters. Mr. Tiedt regularly counsels clients on matters relating to SEC registration, disclosure and compliance; shareholder solicitation; NYSE, Nasdaq and FINRA regulation; corporate governance; and board administration. Mr. Tiedt has a broad range of experience advising clients on complex matters relating to product design and extraordinary transactions, including fund mergers and reorganizations; fund adoption transactions; closed-end fund IPOs, secondary offerings and preferred share transactions; and closed-end fund conversions, rights offerings and repurchase offers.
Mr. Tiedt regularly counsels independent fund directors on their unique duties and responsibilities.
Mr. Tiedt’s experience also includes providing guidance to operating companies and financial institutions on complex investment company status questions. In addition, he has extensive experience representing issuers and underwriters in public and private offerings of debt and equity securities, including Rule 144A and Regulation S offerings, as well as registered tender and exchange offers. He is fluent in German
More Legal and Business Bylines From Jacob C. Tiedt
- SEC Settles Charges against Index Provider Related to Publication of Volatility-Related Index - (Posted On Wednesday, July 07, 2021)
- SEC Approves the First Security-Based Swap Data Repository and Sets the Compliance Date for Regulation SBSR - (Posted On Wednesday, July 07, 2021)
- Regulatory Agenda Highlights Potential SEC Rulemaking Topics - (Posted On Wednesday, July 07, 2021)
- SEC Publishes Lists of Rules Scheduled for Review under Regulatory Flexibility Act - (Posted On Wednesday, June 02, 2021)
- Massachusetts Court Denies Motion to Dismiss Certain Counterclaims Regarding Closed-End Fund Bylaw Amendments - (Posted On Tuesday, June 01, 2021)
- FINRA Issues Guidance on Sales Charge Discounts and Waivers for Investment Company Products - (Posted On Tuesday, June 01, 2021)
- SEC’s Division of Examinations Issues Risk Alert on ESG Investing - (Posted On Tuesday, June 01, 2021)
- SEC Staff Reaffirms Guidance for Conducting Shareholder Meetings during Pandemic - (Posted On Tuesday, June 01, 2021)
- Recent Announcements by the SEC and DOL Highlight Emphasis on ESG Investing - (Posted On Tuesday, April 20, 2021)
- SEC Requests Comments on Potential Money Market Fund Reform Options - (Posted On Tuesday, April 20, 2021)
Vedder Price's Investment Services group is recognized by the National Law Review as a Go-To Thought Leader for the group’s regular contributions on and analysis of SEC amendments and regulations, enforcement actions and proposed rulemaking. Topics addressed by Vedder’s Investment Services group related to the SEC include: enforcement proceeding settlements, the modernization of fund disclosure regime, amendments to proxy rules and the review process for exemptive applications. The following Vedder Price attorney authors were the most frequent contributors: John S. Marten, Nathaniel Segal and Jacob C. Tiedt.
The National Law Review recognizes Rachel Behar, Robert M. Crea, Joseph M. Mannon, John S. Marten, Nathaniel Segal, Jacob C. Tiedt, and Jeff VonDruska of Vedder Price as 2021 Go-To Thought leaders for their well-thought-out and timely updates on developments at the SEC. The SEC reporting team at Vedder Price covers a range of topics including fixed income trades, wrap fee program deficiencies, advisor fee calculations and breaks down the most critical issues, and provides readers actionable insights.