Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West FINRA Proposes Rule Change to Temporarily Amend Certain Timing, Method of Service and Other Procedural Requirements in FINRA Rules - (Posted On Friday, May 15, 2020) CFTC Approves Proposed Rules on Filing Requirements for CPOs and Clearing Requirements for Certain Institutions - (Posted On Friday, April 17, 2020) CFTC Extends Certain Comment Periods in Response to COVID-19 and Approves Proposed Amendments to Its Bankruptcy Rules - (Posted On Friday, April 17, 2020) CFTC Approves Final Rules Regarding Margin Requirements for ESM and Consumer Privacy - (Posted On Friday, April 17, 2020) SEC Provides Conditional Regulatory Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19 - (Posted On Friday, March 27, 2020) SEC Grants Temporary Exemption From Certain Requirements of Rule 606 of Regulation NMS - (Posted On Friday, March 27, 2020) FINRA Issues Regulatory Notice Regarding Amendments to its Corporate Financing Rule - (Posted On Friday, March 27, 2020) SEC Approves CBOE Proposed Rule Change Regarding Off-Floor Position Transfers - (Posted On Friday, March 27, 2020) FINRA Releases Targeted Examination Letter for No Commission Brokers - (Posted On Saturday, February 29, 2020) FINRA Reminds Member Firms of Their Supervision Responsibilities of UTMA and UGMA Accounts - (Posted On Friday, February 28, 2020) Pagination Previous page ‹ Previous Page 4 Next page Next › Current Legal Analysis SEC Whistleblower Awarded $37 Million for Helping Return Tens of Millions of Dollars to Harmed Investors by: Mary Jane Wilmoth New UK Government: Employment Law Reforms – What Employers Need to Know by: Christopher Hitchins , Brigitte Weaver Telephone and Texting Compliance News: Litigation Update — Fourth Circuit Adds to TCPA Case Law at Appellate and District Court Levels by: Joshua Briones , Esteban Morales This Week in 340B: July 9 – 15, 2024 by: Emily J. Cook , Reuben Bank Colorado’s Southern Ute Tribe Sues State over Attempts to Regulate Tribal Sports Betting by: Dan McGinn Evonik Corporation Beats 401(k) Plan Challenge with Evidence of Rigorous Fiduciary Process by: Lindsey H. Chopin , Stacey C.S. Cerrone Upcoming Legal Education Events Oct 9 2024 Government Contracts Annual Update 2024 Sep 6 2024 Public Company Shareholder Engagement Summit Sep 6 2024 2024 Employment Law Symposium Aug 28 2024 REACH 30/30 - 28 August 2024 Print