Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors - (Posted On Friday, April 30, 2021) Upcoming Effective Date of FINRA Rules Regarding Brokers With a Significant History of Misconduct - (Posted On Friday, April 30, 2021) Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement - (Posted On Friday, April 30, 2021) NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers - (Posted On Friday, March 26, 2021) FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities - (Posted On Friday, February 12, 2021) NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements - (Posted On Friday, January 08, 2021) CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments - (Posted On Friday, January 08, 2021) CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties - (Posted On Friday, January 08, 2021) CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals - (Posted On Friday, December 11, 2020) NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements - (Posted On Friday, December 11, 2020) Pagination Page 1 Next page Next › Current Legal Analysis Chairman Atkins Outlines SEC’s New Roadmap for Crypto Reform by: Christopher J. Bosch , Maxwell Earp-Thomas Justices Reject “Moment of Threat” Rule in Police Shooting Case - SCOTUS Today by: Stuart M. Gerson Employer Compliance with Illinois E-Verify Law Still Necessary Despite DOJ Lawsuit by: Amy L. Peck When States Step In: PFAS Policy Innovation or Fragmentation? by: L. Claire Hansen , Carla N. Hutton “AI Policy Roadmap” Released by AdvaMed to Guide Regulators by: Sheridan A. Organ , Kyle Y. Faget CFPB Withdraws Guidance and Proposed Rules on Data Broker, Video Game Payments, and Contract Clauses by: A.J. S. Dhaliwal , Mehul N. Madia DOJ Alert: New White-Collar Priorities and Stronger Incentives to Self-Report by: Matthew G. Nielsen , Nicole Boeckmann Focus, Fairness and Efficiency: DOJ Reveals Administration’s Plans for Enforcement of Corporate and White-Collar Crime by: Ellen H. Persons , Kurt R. Erskine An Overview of the Department of State’s New ‘Catch-and-Revoke’ Visa Policy by: Faraz Qaisrani Payroll Brass Tax: Understanding PTO Donation Programs—A Guide for Employers [Podcast] by: Michael K. Mahoney , Stephen Kenney The State of Employment Law: Eight States Require Final Pay on the Termination Date by: Douglas M. Oldham OCC Confirms Banks Authority to Offer Crypto Custody and Execution Services by: A.J. S. Dhaliwal , Mehul N. Madia Missouri Legislature Passes Bill to Repeal Earned Paid Sick Time Law by: Melissa M. Pesce Mississippi Gaming Commission Meeting Report May 2025 by: Thomas B. Shepherd III , Christopher S. Pace FTC Issues FAQs on ‘Junk Fees’ Rule by: Timothy A. Butler , Matthew M. White Upcoming Events May 22 2025 Kidd Aitken & Chambers USA Q&A May 20 2025 To Note or Not to Note May 20 2025 Reception during the 2025 American Clean Power Conference May 21 2025 OSHA 30/30 - May 21, 2025 Print
