Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors - (Posted On Friday, April 30, 2021) Upcoming Effective Date of FINRA Rules Regarding Brokers With a Significant History of Misconduct - (Posted On Friday, April 30, 2021) Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement - (Posted On Friday, April 30, 2021) NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers - (Posted On Friday, March 26, 2021) FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities - (Posted On Friday, February 12, 2021) NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements - (Posted On Friday, January 08, 2021) CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments - (Posted On Friday, January 08, 2021) CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties - (Posted On Friday, January 08, 2021) CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals - (Posted On Friday, December 11, 2020) NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements - (Posted On Friday, December 11, 2020) Pagination Page 1 Next page Next › Current Legal Analysis New Developments in Residential Solar Energy (And They Are Not Good) by: John F. Lushis, Jr. EPA Extends Postponement of Effective Date of Certain Provisions of Final TCE Risk Management Rule by: Lynn L. Bergeson , Carla N. Hutton Survey: Business Execs See "Better AI Governance" As "Essential" by: Andrew R. Lee States Redraw the Rules on Child Labor by: Leigh N. Ganchan , Christopher W. Olmsted New York Attorney General Sues Zelle Developer for Inadequate Account Security and Verification Measures by: Hunton Andrews Kurth’s Privacy and Cybersecurity Court Holds That Stepchildren Did Not Owe Informal Fiduciary Duties To Their Step Father And There Was No Formal Fiduciary Relationship by: David Fowler Johnson How to Build an Effective Compliance Program that Prevents, Detects, and Investigates Alleged Misconduct by: Jerry Kral Unfair Competition Defense Podcast Episode 17: Public Nuisance Claims [Podcast] by: Francis A. Citera , Gregory A. Nylen Trade Secret Law Evolution Podcast Episode 79: The Ninth Circuit Revisits “The Delicate Problem" [Podcast] by: Jordan D. Grotzinger , Gregory S. Bombard Not Just Copyright Litigation: Companies Increasingly Face ‘AI Washing’ Claims by: Nicholas A. Sarokhanian , Vineet Gauri Federal Circuit Vacates $4.7 Million Patent Infringement Verdict by: Stephanie D. Scruggs McDermott+ Check-Up – August 22, 2025 by: Debra Curtis , Julia Grabo EEOC Exclusive Looping in Loper Bright—The Discussion [Podcast] by: Adam T. Dougherty , James M. Paul Understanding the UK Data (Use and Access) Act 2025 by: Simon J. McMenemy Rogue AI Usage and High-risk Data Processing Runs Rampant by: Alan L. Friel Upcoming Events Sep 15-16 2025 Chief Litigation Officer Summit Sep 15-16 2025 US General Counsel Summit Sep 29-30 2025 Intellectual Property Law Institute 2025 - New York Oct 20-21 2025 Intellectual Property Law Institute 2025 - California Print
