Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors - (Posted On Friday, April 30, 2021) Upcoming Effective Date of FINRA Rules Regarding Brokers With a Significant History of Misconduct - (Posted On Friday, April 30, 2021) Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement - (Posted On Friday, April 30, 2021) NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers - (Posted On Friday, March 26, 2021) FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities - (Posted On Friday, February 12, 2021) NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements - (Posted On Friday, January 08, 2021) CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments - (Posted On Friday, January 08, 2021) CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties - (Posted On Friday, January 08, 2021) CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals - (Posted On Friday, December 11, 2020) NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements - (Posted On Friday, December 11, 2020) Pagination Page 1 Next page Next › Current Legal Analysis Responses to DOD Survey on Alternatives to TSCA High Priority Chemicals Due September 26, 2025 by: Lynn L. Bergeson , Carla N. Hutton Medicare Telehealth Flexibilities: Countdown to September 30, 2025 by: Marika Miller USDA Extends Comment Period on Reorganization Plan to September 30, 2025 by: Lynn L. Bergeson , Carla N. Hutton E-Verify Update: New Guidance for Employers on EAD Revocations by: Adriana Reyes , Brian Graham A New Era of Privacy Enforcement: Lessons for Digital Health Players by: Lena Zinner , Sara Helene Shanti SEC “Project Crypto” by: James G. Lundy , Patrick D. Daugherty Homebuyers Privacy Protection Act Signed Into Law, Restricting Trigger Leads by: A.J. S. Dhaliwal , Mehul N. Madia OCC Issues Bulletins on Customer Financial Record Protections and Politicized Debanking by: A.J. S. Dhaliwal , Mehul N. Madia Nova Scotia’s New Rules on the Prevention of Harassment in the Workplace by: Perry Yung International Update: Canada and New Zealand by: Blank Rome LLP This Week in 340B: September 2 – 8, 2025 by: Emily J. Cook , Reuben Bank Insider Threats Climb + Are Costly by: Linn F. Freedman Nasdaq Proposes to Raise the Bar for New and Existing Listings, Particularly Impacting Small Chinese IPOs by: David A. Bartz , Mary P. Blomquist CA, CT + CO AG’s + CPPA Band Together on “Joint Investigative Privacy Sweep” by: Linn F. Freedman Tariffs and Your Contracts: Why Does the Contract Quantity Matter? by: Kathleen E. Wegrzyn , Eugenia Wang Upcoming Events Sep 15-16 2025 Chief Litigation Officer Summit Sep 15-16 2025 US General Counsel Summit Sep 18 2025 Workplace Horizons Extension: Chicago Sep 29-30 2025 Intellectual Property Law Institute 2025 - New York Print
