Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors - (Posted On Friday, April 30, 2021) Upcoming Effective Date of FINRA Rules Regarding Brokers With a Significant History of Misconduct - (Posted On Friday, April 30, 2021) Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement - (Posted On Friday, April 30, 2021) NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers - (Posted On Friday, March 26, 2021) FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities - (Posted On Friday, February 12, 2021) NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements - (Posted On Friday, January 08, 2021) CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments - (Posted On Friday, January 08, 2021) CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties - (Posted On Friday, January 08, 2021) CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals - (Posted On Friday, December 11, 2020) NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements - (Posted On Friday, December 11, 2020) Pagination Page 1 Next page Next › Current Legal Analysis California’s “Auto Renewal Law” Takes Effect on July 1 by: A.J. S. Dhaliwal , Mehul N. Madia California Assembly Advances Bill to Permit Crypto Payments under DFAL by: A.J. S. Dhaliwal , Mehul N. Madia CFPB and Pawn Store Operator to Settle MLA Suit by: A.J. S. Dhaliwal , Mehul N. Madia FDIC and Maryland End Joint Consent Orders Against Regional Bank by: A.J. S. Dhaliwal , Mehul N. Madia FTC Permanently Bans Debt Collector for UDAP and FDCPA Violations by: A.J. S. Dhaliwal , Mehul N. Madia Know Your Limits: Insights on Statutory Minimum Limits for Nursing Facilities by: Aaron J. Campbell , Katherine J. Henry U.S. Supreme Court Reverses ‘Reverse’ Employment Discrimination Pleading Standard by: Samia M. Kirmani , Michael D. Thomas President Signs EO to Restore Gold Standard for Science, Calls for Reevaluation of Biden Administration’s Scientific Integrity Policies by: Lynn L. Bergeson , Richard E. Engler, Ph.D. SCOTUS Declines to Rule on Whether District Court can Certify a Class Containing Uninjured Members by: Garrett Scott Llewellyn New DOL/EBSA Opinion Letter Program Offers a Path to Clarity for Plan Sponsors by: Joseph J. Lazzarotti , Tia L. Martarella California SB 690 Passes California’s Senate, Signaling a Major Step in Redefining Privacy Law and Limiting CIPA Litigation for Online Businesses by: Harrison Brown , Ana Tagvoryan DON’T MESS WITH TEXAS: Amendment to the Regulation of Telephone Solicitation Sitting on the Gov Desk Might Make it the Next Hot State for Litigation! by: Angelika Munger Texas Extends R&D Credit and Implements Other Tax Changes in 89th Legislative Session by: Nikki E. Dobay , Bradley R. Marsh House Advances Tax Legislation: Implications for Tax-Exempt Organizations by: Shira Helstrom , Cameron Custard A Fact-Intensive Inquiry: How California Courts Are Resolving Authenticity Disputes of Electronically Signed Arbitration Agreements by: Jeremy A. Avila Upcoming Events Jun 6 2025 Healthcare Insights: Navigating Change Under the New Administration Jun 9 2025 The First 100 Days and Beyond Under the New Administration | Session 4: FDA-Regulated Products, Consumer Goods and Advertising Practices Jun 10 2025 Energy Emergency: Agency Implementation of Executive Order 14156 in Permitting and Review Jun 10 2025 Update on EU Sustainability Regulations Print
