Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors - (Posted On Friday, April 30, 2021) Upcoming Effective Date of FINRA Rules Regarding Brokers With a Significant History of Misconduct - (Posted On Friday, April 30, 2021) Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement - (Posted On Friday, April 30, 2021) NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers - (Posted On Friday, March 26, 2021) FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities - (Posted On Friday, February 12, 2021) NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements - (Posted On Friday, January 08, 2021) CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments - (Posted On Friday, January 08, 2021) CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties - (Posted On Friday, January 08, 2021) CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals - (Posted On Friday, December 11, 2020) NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements - (Posted On Friday, December 11, 2020) Pagination Page 1 Next page Next › Current Legal Analysis Blockading the Ports: U.S. Imposes 10% Global Tariff; Higher Reciprocal Tariff Rates by Country by: Jordan Mallory , Reid Whitten USCIS Provides Updated Guidance on Venezuela TPS After Court Intervention by: Marissa A. Prianti , Michael H. Neifach FinCEN Warns US Financial Institutions of Bulk Cash Smuggling Risks from Mexico-Based Cartels by: Kyle R. Freeny , Nathan J. Muyskens USCIS Announces New Employment Authorization Procedures for Certain Hong Kong Residents Under Deferred Enforced Departure by: Ian R. Macdonald What Every Multinational Company Should Know About … The Global and Reciprocal Tariffs Announcement by: Gregory Husisian , John E. Turlais The BR Privacy & Security Download: April 2025 by: Sharon R. Klein , Philip N. Yannella Cross-Border Catch-Up: Japan’s Expanded Childcare and Caregiver Leave [Podcast] by: Goli Rahimi , Carlos G. Colόn-Machargo Trump Administration Announces "Reciprocal" Tariffs by: Joseph E. Donovan , Kathleen M. Hamann USPTO Memorandum Bifurcating PTAB Institution Process Signals Shift Toward Increased Discretionary Denials in IPR and PGR by: Christopher “Kit” L. Crumbley , Douglas F. Stewart 10 Important Insights for Procurement Fraud Whistleblowers in 2025 by: Dr. Nick Oberheiden Opposition to Renewed COPA Application in Indiana Reveals FTC Leadership’s Views on Hospital Merger Enforcement by: E. John Steren , Patricia M. Wagner Privacy Tip #438 – FTC Chairman Shares Concerns Over 23andMe Data by: Linn F. Freedman Understanding the U.S. Embassy Paris Certification Requirement by: Valérie Demont , Jonathan E. Meyer Ensuring Lawful DEI Practices: New EEOC and DOJ Guidelines for Employers by: Christopher A. Braham , Rachel B. Cowen ‘Catch and Revoke’ Program Takes Off: State Department AI-Driven Visa Crackdown by: Minnie Fu , Michael H. Neifach Upcoming Events Apr 30 2025 Workplace Horizons 2025 Apr 7 2025 Understanding the Basics of a Class Action Apr 8 2025 Miller Canfield 2025 HR Spring Training - Kalamazoo Apr 8 2025 Wage & Hour Law Under the Second Trump Administration Print