Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West SEC Small Business Capital Formation Advisory Committee to Discuss Opportunities for Underrepresented Founders and Investors - (Posted On Friday, April 30, 2021) Upcoming Effective Date of FINRA Rules Regarding Brokers With a Significant History of Misconduct - (Posted On Friday, April 30, 2021) Alex Oh Resigns From SEC; Melissa Hodgman Named Acting Director of Enforcement - (Posted On Friday, April 30, 2021) NFA Issues Notice Regarding Effective Date of Interpretive Notice on Use of Third-Party Service Providers - (Posted On Friday, March 26, 2021) FINRA Releases Regulatory Notice on Policies and Procedures Relating to Fraud Involving Low-Priced Securities - (Posted On Friday, February 12, 2021) NFA Issues Notice to Members Regarding Compliance Date for Swaps Proficiency Requirements - (Posted On Friday, January 08, 2021) CFTC Staff Provides Temporary Relief to Futures Commission Merchants Regarding Certain SOFR-Linked Investments - (Posted On Friday, January 08, 2021) CFTC and ESMA Sign Enhanced MOU Related to Certain Recognized Central Counterparties - (Posted On Friday, January 08, 2021) CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals - (Posted On Friday, December 11, 2020) NFA Issues Notice to Members Regarding Compliance Date Swaps Proficiency Requirements - (Posted On Friday, December 11, 2020) Pagination Page 1 Next page Next › Current Legal Analysis China’s National Intellectual Property Administration Releases Statistical Data on Patent Licensing from 2019 – 2023 by: Aaron Wininger FTC Approves Final Order Against Seller of AI “Testimonial & Review” Service for Allegedly Providing Subscribers with Means to Generate Deceptive Reviews by: Richard B. Newman Cook County Employers: Time To Update Your Paid Leave Policies by: Alison B. Crane , Sarah J. Gasperini FTC Scrutinizing Healthcare Lead Generators and Marketers as Open Enrollment Begins by: Richard B. Newman Beltway Buzz, December 20, 2024 by: James J. Plunkett Final Regulations Released for Partnership Recourse Liabilities by: Kenneth C. Wang , Jared C. Kassan EPA Finalizes TSCA Risk Management Rules for PCE and TCE by: Mark N. Duvall , Ryan J. Carra The Legal and Economic Realities of Medicare Drug Pricing: Navigating Opportunities and Challenges by: Adam Herbst Upcoming Events Jan 8 2025 Whistleblower Protections: Navigating Health Care Employment & Labor Rights Jan 14 2025 What to Expect in Chemicals Policy and Regulation and on Capitol Hill in 2025 Jan 15 2025 Healthy AI Roundtable Chicago Jan 31 2025 Mass Actions: Bankruptcies, MDLs, Class Actions & Harrington v. Purdue Feb 26 2025 MCLE Triple Play Print
