Erin focuses her practice on securities transactions, including public and private offerings of securities, 1933 Act filings, 1934 Act reporting, corporate governance, SEC compliance, FINRA compliance, and general corporate matters, with a specific emphasis on real estate investment trusts (REITs). She also has significant experience with “Blue Sky” regulatory matters, as well as working with boards of directors and committees thereof, including agenda-setting. Additionally, she counsels clients seeking to create and raise capital through Qualified Opportunity Funds per the recently enacted Opportunity Zone program. Her background includes serving in house with an investment and asset management company, where she handled securities-related and general corporate matters for various alternative investment products, as well as managing meetings of boards of directors and various committees.
Experience
Following is a selected sampling of matters and is provided for informational purposes only. Past success does not indicate the likelihood of success in any future matter.
Experience
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Has counseled clients regarding public and private offerings of debt and equity, as well as ongoing compliance with securities laws
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Focuses on compliance with the Statement of Policy Regarding Real Estate Investment Trusts adopted by NASAA and other "blue sky" securities law issues
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Has represented clients in structuring, negotiating, and documenting mergers and acquisitions (M&A) and other corporate combinations and reorganizations
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Has advises clients on transactions involving limited partnerships, limited liability companies, joint ventures, and other strategic alliances
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Has counseled broker-dealers on compliance with the Financial Industry Regulatory Authority (FINRA) rules and regulations
More Legal and Business Bylines From Erin Reeves McGinnis
- New Federal “M&A Broker” Exemption From SEC Registration in Certain Securities Transactions - (Posted On Tuesday, February 21, 2023)
- SEC Releases C&DIs Clarifying Certain ‘Pay vs Performance’ Questions - (Posted On Monday, February 13, 2023)
- SEC Issues New C&DIs Regarding Form 10-K “Clawback” Checkboxes - (Posted On Tuesday, February 07, 2023)
- An Assessment of FinCEN’s Uniform Beneficial Ownership Information Reporting Rules - (Posted On Thursday, February 02, 2023)
- SEC Division of Corporation Finance Releases Updated Financial Reporting Manual - (Posted On Thursday, February 02, 2023)
- FinCEN’s Uniform Beneficial Ownership Information Reporting Rules: A Summary - (Posted On Wednesday, February 01, 2023)
- A Summary of FinCEN’s Uniform Beneficial Ownership Information Reporting Rules and Related Rule Proposals - (Posted On Tuesday, January 31, 2023)
- It’s More Than 10b5-1 – a Lot More – and You Need to Get Ready - (Posted On Tuesday, January 10, 2023)
- SEC Releases Sample Letter to Companies Regarding Crypto Market Developments - (Posted On Tuesday, December 20, 2022)
- Rule 10b5-1 Amendments Adopted by the SEC - (Posted On Friday, December 16, 2022)