Brian HoovenAssociateProskauer Rose LLPWebsitewww.proskauer.comOrganization ProfileFull ProfileBlogwww.mindingyourbusinesslitigation.comConnectEmail212.969.3212 Professional Biography Brian Hooven is an associate in the Litigation Department. Columbia Law School, J.D., 2015 Journal of Law and Social Problems University of Michigan, B.S., 2011 More Legal and Business Bylines From Brian Hooven SEC Enforcement’s 2020 Annual Report Reflects Shifting Priorities for Fund Managers: Four Key Takeaways - (Posted On Wednesday, November 04, 2020) Fund Adviser Receives $1 Million Penalty For Alleged Performance Misstatements in Private Fund Marketing Material - (Posted On Tuesday, April 28, 2020) SEC Enforcers Continue to Focus on Undisclosed Fees - (Posted On Tuesday, November 12, 2019) SEC Fines Fund Manager $5 Million Over Undervaluation of Assets - (Posted On Tuesday, June 25, 2019) Defense Funding: The Next Frontier for Litigation Financing - (Posted On Thursday, April 18, 2019) Fraud Claims Against Startup Founder Involving Secondary Market Sales Demonstrate SEC Focus on Privately-Held Companies - (Posted On Friday, April 12, 2019) Valuation of Illiquid Securities as a Focus of Recent Enforcement Actions - (Posted On Monday, November 26, 2018) 2018 Annual Review and 2019 Outlook Highlights Private Equity Fund Litigation Risk Areas - (Posted On Monday, November 19, 2018) Mt. Gox Debacle Showcases Cryptocurrency Litigation Concerns - (Posted On Thursday, September 06, 2018) SEC Enforcement Co-Director Gives Guidance for Wells Process, Part 2 - (Posted On Wednesday, June 20, 2018) Pagination Page 1 Next page Next › Current Legal Analysis Selling Your Business? What to Do When Family Members Work There but Don’t Own a Piece by: S. Graham Simmons, III EEOC Seeks Elimination of Voluntary Reporting Non-Binary Data in EEO-1 by: Guy Brenner , Mallory E. Knudsen Guide to FTC Consumer Review and Testimonial Rule by: Richard B. Newman Effective Now: The Maryland Secondary Market Stability Act of 2025 Enacted and Codifies a New Licensure Exemption by: Nikki Skolnekovich Navigating Wetlands in Coastal North Carolina Real Estate Development by: Amy P. Wang Can AI Replace Lawyers? The UPL Challenge by: Victor Dudas Federal Judge Blocks Key DEI Executive Order Provisions by: Guy Brenner , Shanice Z. Smith-Banks CFPB Drops Suit Against Credit Card Company Alleging TILA Violations and Deceptive Marketing Practices by: A.J. S. Dhaliwal , Mehul N. Madia Fourth Circuit Rejects Rehearing in ACH Fraud Suit Alleging Violations of KYC Rules and NACHA Operating Standards by: A.J. S. Dhaliwal , Mehul N. Madia CFPB Shifts Supervision and Enforcement Priorities; Staff Reduction Stayed by Court by: A.J. S. Dhaliwal , Mehul N. Madia Maryland Enacts Law Exempting Passive Trusts from Mortgage and Installment Loan Licensing Requirements by: A.J. S. Dhaliwal , Mehul N. Madia National Security Commission on Emerging Biotechnology’s Final Report Includes Recommendations to Boost Economy and Protect National Security by: Lynn L. Bergeson , Carla N. Hutton Beltway Buzz, April 25, 2025 by: James J. Plunkett Navigating Gift Treatment in Divorce: Key Considerations by: Jennifer Weisberg Millner The Hidden Link: Headaches and Suicide Risk by: Bruce H. Stern Upcoming Events Apr 30 2025 Workplace Horizons 2025 May 6 2025 Legal AI Demo Day Hosted by WashU Law School and Wickard Apr 28 2025 Social Responsibility and Third Party Risk Management Apr 29 2025 Navigating the Future of Hospice, In-Home Care, PACE, and Certificate of Need in New York Print
