Alexander C. KimAssociate Katten Websitekatten.com/Organization ProfileFull ProfileConnectEmail212-940-6535 Professional Biography Alexander Kim is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Alexander C. Kim The Lesson of Prometheus – A Special Purpose Broker Dealer May Cause Havoc in TradFi by Unilaterally Declaring ETH To Be A Security - (Posted On Monday, March 11, 2024) Copy and Paste: The SEC Adopts Security-Based Swap Execution Facility Rules that Closely Resemble Existing CFTC Swap Execution Facility Rules - (Posted On Tuesday, November 14, 2023) SEC’s Request for Interlocutory Appeal of Favorable Rulings for Ripple Labs’ Defendants Rejected Based on Well-Settled Law - (Posted On Tuesday, October 24, 2023) Tread with Caution: New CFTC Enforcement Advisory on Penalties, Monitors and Admissions Portends Increased Compliance Costs for Industry - (Posted On Tuesday, October 24, 2023) SEC Denial of Grayscale Bitcoin Fund Was Arbitrary and Capricious, Rules DC Circuit Court of Appeals - (Posted On Monday, September 18, 2023) FINRA Gains Greater Jurisdiction and Members: Amendments to SEC Rule 15b9-1 Will Require Most Proprietary Trading Broker-Dealers to Join FINRA - (Posted On Wednesday, September 06, 2023) Broker-Dealer Proprietary Trading Groups: FINRA May Be In Your Future - (Posted On Monday, August 15, 2022) Block Trades, EFRPs and Assorted Other Trade Practice Issues: A Practical Guide of Current Status - (Posted On Wednesday, July 27, 2022) New and Familiar Compliance Challenges for FINRA Members in 2021 and What That Means for 2022 - (Posted On Thursday, March 03, 2022) Securities Regulatory and Enforcement: Four Asset Management Trends - (Posted On Sunday, December 26, 2021) Pagination Previous page ‹ Previous Page 2 Next page Next › Current Legal Analysis MEMA Original Equipment Suppliers Annual Conference – Outlook Panel’s Economic and Growth Forecasts for the Automotive Industry by: Aline Silva , Steven H. Hilfinger You See Health, Whistleblower Saw Fraud: Uncovering a $23 Million Healthcare Fraud Scheme by: Tycko & Zavareei Whistleblower Practice Group SCOTUS Takes Up Reverse Discrimination Framework Under Title VII by: Jennifer B. Rubin , Talia R. Weseley Wawrzenski v. United Airlines, Inc.: Key Takeaways for Employers Navigating Workplace Policies by: Morgan Forsey , Marissa Rael Cyber Resilience Act Published in the Official Journal of the EU by: Hunton Andrews Kurth’s Privacy and Cybersecurity Employers Are Extra Grateful This Thanksgiving After Federal Court Sets Aside DOL’s Salary Threshold Increase by: Theresa A. Topping Upcoming Events Dec 10 2024 Legal AI Week 2024 Nov 21 2024 CC&Rs and Easements for Mixed-Use Projects: Best Practices for Developers Nov 21 2024 AI Patent Eligibility: Processing the USPTO's New Guidance Nov 21 2024 Update of 2024 California Employment Law Cases Nov 25 2024 2024 Election: Impact on the Health Care Legal and Policy Landscape Webinar Dec 4 2024 GLP-1 Drugs: What's Next after FDA's Resolution of Drug Shortages Dec 4 2024 TSCA 30/30 - December 4, 2024 Dec 4 2024 REACH 30/30 - 04 December 2024 Print
