Alexander C. KimAssociate Katten Websitekatten.com/Organization ProfileFull ProfileConnectEmail212-940-6535 Professional Biography Alexander Kim is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Alexander C. Kim Block Trades, EFRPs and Assorted Other Trade Practice Issues: A Practical Guide of Current Status - (Posted On Wednesday, July 27, 2022) New and Familiar Compliance Challenges for FINRA Members in 2021 and What That Means for 2022 - (Posted On Thursday, March 03, 2022) Securities Regulatory and Enforcement: Four Asset Management Trends - (Posted On Sunday, December 26, 2021) Notice of Filing of a Proposed Rule Change to Adopt a Supplemental Liquidity Schedule - (Posted On Friday, May 21, 2021) CFTC Staff Issues Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 - (Posted On Friday, April 16, 2021) CFTC Staff Provides Further Brexit-Related Relief - (Posted On Friday, April 16, 2021) Pagination Previous page ‹ Previous Page 2 Current Legal Analysis Supreme Court Vacates and Remands IRS Tax Whistleblower Case Following Reversal of Chevron by: Whistleblower Law at Kohn Kohn Colapinto The Never-Ending Fiduciary Rule Story Continues: Effective Date of DOL’s Newest Fiduciary Investment Advice Rule Delayed by Federal Court in Texas by: Adam W Scoll Bipartisan House Working Group Releases Report Calling for Increased Oversight of AI in the Financial Services and Housing Markets – AI: The Washington Report by: Bruce D. Sokler , Alexander Hecht Beltway Buzz, July 26, 2024 by: James J. Plunkett Weekly IRS Roundup July 15 – July 19, 2024 by: Evan Walters , Kevin Spencer OFCCP Releases Expedited Conciliation Procedures Directive by: Laura A. Mitchell Upcoming Legal Education Events Oct 23 2024 33rd Annual Law of Product Distribution and Franchise Seminar Oct 9 2024 Government Contracts Annual Update 2024 Sep 6 2024 Public Company Shareholder Engagement Summit Sep 6 2024 2024 Employment Law Symposium Print