Adam P. HaftAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail212.940.6489 Professional Biography Adam Haft is an associate in the Financial Services practice. Bar Admissions New York More Legal and Business Bylines From Adam P. Haft SEC: Amendments to CAT NMS Plan & Small Entity Compliance Guide for RegBI & Form CRS - (Posted On Friday, September 13, 2019) FDIC Approves Amendments to the Volcker Rule - (Posted On Friday, August 23, 2019) FINRA Issues Regulatory Notice Reminding Members of the SEC’s Adoption of a Best Interest Standard of Conduct - (Posted On Friday, August 09, 2019) SEC Adopts Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Participants - (Posted On Saturday, June 29, 2019) FINRA Files Proposed Rule Change to Public Communications and Research Reports - (Posted On Saturday, June 29, 2019) SEC Adopts Rules and Interpretations To Enhance Protections and Preserve Choice for Retail Investors - (Posted On Sunday, June 09, 2019) SEC Approves Amendments to FINRA’s Codes of Arbitration Procedure for Customer and Industry Disputes - (Posted On Friday, June 07, 2019) NASAA, SEC and FINRA Issue Senior Safe Act Fact Sheet - (Posted On Friday, June 07, 2019) OCIE Issues Risk Alert on Investment Adviser and Broker-Dealer Compliance Issues Related to Regulation S-P - (Posted On Friday, April 26, 2019) FINRA Publishes Consolidated Criteria to Designate Firms for Mandatory Participation in FINRA’s Business Continuity/Disaster Recovery Testing - (Posted On Friday, April 26, 2019) Pagination Previous page ‹ Previous Page 4 Next page Next › Current Legal Analysis Don't Give Up on CGL Coverage for ITC Proceedings Alleging Trade Dress Infringement by: Matthew B. O'Hanlon The Evolution of Family Offices: From Empires to Modern Wealth Management by: Ronald Diamond Federal Circuit’s Xencor Decision: Considerations for Jepson Claims and Implications for 35 U.S.C. § 101 Analysis by: Nicholas Martin , James J. DeCarlo How Are Family Offices Building Smarter Wealth? Structural Alpha (11 Examples) by: Ronald Diamond GeTtin’ SALTy Episode 50 | Sine Die: Maryland Legislative Session Wrap-up [Podcast] by: Nikki E. Dobay , DeAndré R. Morrow 10 Ideas for MSHA Leaders in the Trump Administration to Consider by: William K. Doran , Margaret S. Lopez Closing Time: Hell, High Water, and Insights from the Delaware Chancery Court Decision in Desktop Metal v. Nano Dimension by: Brian D. Weimer , Douglas A. "Drew" Svor California’s Wait Is Nearly Over: New AI Employment Discrimination Regulations Move Toward Final Publication by: Danielle Ochs , Jennifer Betts China’s State Council Releases White Paper “China’s Position on Certain Issues in China-US Economic and Trade Relations” – China Continuously Improves IP Protection and Prohibits Forced Technology Transfer by: Aaron Wininger EC Scientific Committee Begins Public Consultation on Preliminary Opinion on Hydroxyapatite (Nano) by: Lynn L. Bergeson , Carla N. Hutton What’s Next for MSHA Amid Government Dismantlement? by: William K. Doran , Margaret S. Lopez Safety Basics XI: OSHA Citations—From Costs to Compliance [Podcast] by: Frank D. Davis , John Surma Seller Considerations When Negotiating a Letter of Intent by: Jeremy D. Glaser , Stephen M. Callegari New York Department of Health Issues Long-Awaited FAQs for New York’s Disclosure of Material Transactions Law by: Jean D. Mancheno , Cody Keetch An Updated Outlook for Private Equity in 2025 by: Louis Lehot , Brian C. Wheeler Upcoming Events Apr 30 2025 Workplace Horizons 2025 Apr 10 2025 Executive Compensation Academy — Ideas To Increase the Life Expectancy of an Equity Plan’s Share Reserve Apr 16 2025 OSHA 30/30 - April 16, 2025 Apr 16 2025 Labor and Employment Update for Employers - April 2025 Print
