Adam P. HaftAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail212.940.6489 Professional Biography Adam Haft is an associate in the Financial Services practice. Bar Admissions New York More Legal and Business Bylines From Adam P. Haft SEC: Amendments to CAT NMS Plan & Small Entity Compliance Guide for RegBI & Form CRS - (Posted On Friday, September 13, 2019) FDIC Approves Amendments to the Volcker Rule - (Posted On Friday, August 23, 2019) FINRA Issues Regulatory Notice Reminding Members of the SEC’s Adoption of a Best Interest Standard of Conduct - (Posted On Friday, August 09, 2019) SEC Adopts Capital, Margin and Segregation Requirements for Security-Based Swap Dealers and Major Participants - (Posted On Saturday, June 29, 2019) FINRA Files Proposed Rule Change to Public Communications and Research Reports - (Posted On Saturday, June 29, 2019) SEC Adopts Rules and Interpretations To Enhance Protections and Preserve Choice for Retail Investors - (Posted On Sunday, June 09, 2019) SEC Approves Amendments to FINRA’s Codes of Arbitration Procedure for Customer and Industry Disputes - (Posted On Friday, June 07, 2019) NASAA, SEC and FINRA Issue Senior Safe Act Fact Sheet - (Posted On Friday, June 07, 2019) OCIE Issues Risk Alert on Investment Adviser and Broker-Dealer Compliance Issues Related to Regulation S-P - (Posted On Friday, April 26, 2019) FINRA Publishes Consolidated Criteria to Designate Firms for Mandatory Participation in FINRA’s Business Continuity/Disaster Recovery Testing - (Posted On Friday, April 26, 2019) Pagination Previous page ‹ Previous Page 4 Next page Next › Current Legal Analysis Federal Court Vacates SEC’s Expanded Dealer Definition by: Eden L. Rohrer , Richard F. Kerr EPA’s Tackling Emerging Contaminants Initiative Will Reduce Exposure to PFAS and Other Emerging Contaminants in Water by: Lynn L. Bergeson , Carla N. Hutton DOL’s Wage and Hour Division Weighs in on FMLA Use for Clinical Trials by: Joshua A. Hughes Consumer Finance – Quick Takes on Potential Changes Under the New Trump Administration by: Christina Grigorian SB 684 and SB 1123 Expedite the Entitlement Path for Small “Starter” Home Developments by: Jennifer Jeffers , Jordan Wright Status of Mexico President Claudia Sheinbaum’s Labor and Employment Bills During Her First 100 Days in Office by: Pietro Straulino-Rodriguez , Natalia Merino Moreno Upcoming Events Dec 10 2024 Legal AI Week 2024 Nov 25 2024 2024 Election: Impact on the Health Care Legal and Policy Landscape Webinar Dec 4 2024 TSCA 30/30 - December 4, 2024 Dec 4 2024 GLP-1 Drugs: What's Next after FDA's Resolution of Drug Shortages Dec 4 2024 REACH 30/30 - 04 December 2024 Dec 5 2024 Home Care Industry Update Dec 5 2024 Annual Review: Non-compete and Trade Secret Protection for Employers Dec 11 2024 2025 Annual Reporting & Proxy Season Update Print
