FINRA Requests Comments on Proposed Amendments to CAB Rules

FINRA Requests Comments on Proposed Amendments to CAB Rules
Friday, February 14, 2020

On January 14, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 20-03 announcing that it had concluded its retrospective review of Rule 5250 (Payments for Market Making), which generally prohibits members from receiving payments for market making. Based on the review, FINRA has elected to maintain the rule without change.

Regulatory Notice 20-03 is available here.

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