| Jul 25 2021 |
SEC Prevails in Case Challenging its Anti-Gag Rule, a Pillar of the SEC Whistleblower Reward Program |
Zuckerman Law |
| Jul 23 2021 |
SEC Raises Qualified Client Net Worth And Assets Under Management Thresholds |
Barnes & Thornburg LLP |
| Jul 23 2021 |
What Does Rule 144 Have To Do With Dissenters Rights? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 22 2021 |
ESG Remains a Priority: SEC Asset Management Advisory Committee Adopts ESG Disclosure Recommendations |
Katten |
| Jul 22 2021 |
SEC Brings Enforcement Action Against Space SPAC for Alleged Misleading Disclosure and Due Diligence Failures |
Proskauer Rose LLP |
| Jul 22 2021 |
SEC’s Coinschedule Settlement Offers Mere “Clue-By-Enforcement” Into Whether Cryptocurrencies are Securities |
Proskauer Rose LLP |
| Jul 22 2021 |
SEC Commissioner Pierce Criticizes Proposed ESG Regulations |
Mintz |
| Jul 22 2021 |
When One Party's Professional Decides The Sufficiency Of That Party's Performance |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 21 2021 |
SEC Whistleblower Earns $3 Million Payout for Alerting Commission to Securities Fraud |
Kohn, Kohn & Colapinto |
| Jul 21 2021 |
As Use Of SPACs Increase $8 Million Settlement Cautions Due Diligence |
Barnes & Thornburg LLP |
| Jul 20 2021 |
SEC Rule 10b5-1: Trading Plans, Recent Lessons and Likely Reforms to Come |
Vedder Price |
| Jul 20 2021 |
SEC Appoints Climate Counsel to Policy Team |
Mintz |
| Jul 19 2021 |
Supreme Court Remands Securities Class Action Against Goldman Sachs Back to Second Circuit |
K&L Gates LLP |
| Jul 16 2021 |
First National Cyber Director Formally Sworn In |
Hunton Andrews Kurth |
| Jul 16 2021 |
When is a Token More Than a Token? SEC Settlement over Anti-Touting Provision Raises Familiar Questions |
Proskauer Rose LLP |
| Jul 16 2021 |
SEC Whistleblower Issued Award of More Than $1 Million for Assistance in Investigation |
Kohn, Kohn & Colapinto |
| Jul 16 2021 |
Supreme Court to Decide Whether the Automatic Stay of Discovery In Securities Act Claims Applies In State Court |
Epstein Becker & Green, P.C. |
| Jul 15 2021 |
SEC Charges SPAC, Sponsor, Merger Target and Ceos for Misleading Disclosures |
McDermott Will & Schulte LLP |
| Jul 15 2021 |
Securities Litigation Update: Courts of Appeals Weigh in on American Pipe Tolling and the Affiliated Ute Presumption of Reliance |
Cadwalader, Wickersham & Taft LLP |
| Jul 14 2021 |
SEC Maintains Focus on ESG Disclosure Issues |
Mintz |
| Jul 14 2021 |
Changing Winds on Disclosure: What to Expect from Increased ESG Disclosure Requirements |
Nelson Mullins |
| Jul 14 2021 |
Biden Executive Order Strengthens and Expands U.S. Sanctions on Chinese Military Companies |
Miller Canfield |
| Jul 14 2021 |
SEC Brings Significant SPAC Enforcement Action |
Winstead |
| Jul 14 2021 |
Beneficial Owner Has No Right To Inspect Delaware Corporation's Books Under California Law |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 13 2021 |
Senator Focuses on New Challenges |
Nelson Mullins |
| Jul 12 2021 |
Senator Warren Sets Her Sights on New Foes – the SEC and the Cryptocurrency Industry |
Nelson Mullins |
| Jul 12 2021 |
Cross-Border Transactions and International Investment: Potential Impact of President Biden’s Capital Gains Tax Proposal |
Norris McLaughlin P.A. |
| Jul 12 2021 |
Order Management System’s SEC Settlement Leaves More Questions Than Answers on What Constitutes “Broker” Activity |
Vedder Price |
| Jul 12 2021 |
Massachusetts Executive Order Permitting Massachusetts Public Companies to Hold Virtual-Only Shareholder Meetings to Expire |
Mintz |
| Jul 12 2021 |
Nevada Supreme Court Finds Board Resolution In Merger Agreement |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jul 8 2021 |
SEC Announces Broad Annual Regulatory Agenda |
Jones Walker LLP |
| Jul 7 2021 |
SEC Settles Charges against Index Provider Related to Publication of Volatility-Related Index |
Vedder Price |
| Jul 7 2021 |
SEC Approves the First Security-Based Swap Data Repository and Sets the Compliance Date for Regulation SBSR |
Vedder Price |
| Jul 7 2021 |
Regulatory Agenda Highlights Potential SEC Rulemaking Topics |
Vedder Price |
| Jul 7 2021 |
Kaseya Ransomware Update is NO surprise! |
Foley & Lardner LLP |
