| Oct 21 2021 |
Navigating the SEC’s Renewed Clawback Rule Proposal |
Dinsmore & Shohl LLP |
| Oct 20 2021 |
Disgorgement Continues at the SEC |
Proskauer Rose LLP |
| Oct 19 2021 |
Spotlight On ESG Investing: The Importance of Understanding Environmental, Social and Governance Factors and Their Impact on Investing |
Mintz |
| Oct 19 2021 |
SEC Issues Climate Change Disclosure Compliance Letters |
Robinson & Cole LLP |
| Oct 19 2021 |
Claw Backs And Preemption |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 18 2021 |
SEC Rule 10b5-1 Trading Plans — Update on Potential Reforms |
Vedder Price |
| Oct 18 2021 |
SEC Awards $40 Million to Two Whistleblowers |
Proskauer Rose LLP |
| Oct 18 2021 |
SEC Awards $40M to Two Whistleblowers: Lessons for Prospective SEC Whistleblowers |
Zuckerman Law |
| Oct 15 2021 |
Review of Recent Whistleblower Developments: October 2021 |
Foley & Lardner LLP |
| Oct 15 2021 |
IDC Requests Additional Relief with Respect to Fund Board In-Person Voting Requirements |
Vedder Price |
| Oct 15 2021 |
SEC Issues Over $40 Million in Whistleblower Awards |
Kohn, Kohn & Colapinto |
| Oct 15 2021 |
Highlights from SEC Speaks 2021 Chair/Commissioner Remarks and Litigation and Enforcement Trends |
Vedder Price |
| Oct 15 2021 |
SEC Requests Comment on Broker-Dealer and Investment Adviser Digital Engagement Practices |
Vedder Price |
| Oct 15 2021 |
SEC Proposes Enhanced Proxy Voting Reporting Requirements for Funds and Managers |
Vedder Price |
| Oct 14 2021 |
SEC Begins New Fiscal Year with Multiple Whistleblower Awards |
Kohn, Kohn & Colapinto |
| Oct 11 2021 |
Protections for Whistleblowers Who Share Company Documents |
Katz Banks Kumin LLP |
| Oct 11 2021 |
Delaware Supreme Court Adopts New Three-Prong Test for Demand Futility |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 8 2021 |
DFPI Issues Report On California Finance Lenders |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 7 2021 |
SEC Settles with Alternative Data Provider for $10 Million |
Hunton Andrews Kurth |
| Oct 7 2021 |
Trucking Company Discloses Data Breach from Ransomware Attack |
Robinson & Cole LLP |
| Oct 6 2021 |
SEC Continues to Drive ESG — Climate Change Disclosure Takes the Wheel |
Dinsmore & Shohl LLP |
| Oct 6 2021 |
SEC Charges Case Featuring Alleged Wash Sales Involving Options of “Meme Stocks” |
Winstead |
| Oct 6 2021 |
SEC Whistleblower Reform Law Would Strengthen Protections for SEC Whistleblowers |
Zuckerman Law |
| Oct 5 2021 |
NYSE Proposes Amendment to Clarify that "Votes Cast" Should Be Calculated According to Issuers' Governing Documents and State Law under Shareholder Voting Rule |
Bracewell LLP |
| Oct 1 2021 |
Delaware Supreme Court Holds that Equity Dilution and Expropriation Claims May Only Be Brought Derivatively, Overruling Prior Precedent |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 30 2021 |
SEC Issues Sample Climate Change Comment Letter |
Hunton Andrews Kurth |
| Sep 30 2021 |
FIRREA Declaration Nets $72.6 Million Settlement for Foreign Transaction Prestidigitation |
Tycko & Zavareei LLP |
| Sep 30 2021 |
Commissioner Crenshaw Highlights SEC Focus on Climate Issues |
Mintz |
| Sep 29 2021 |
A September to Remember: Coinbase Avoids SEC Clash by Dropping Crypto Lend Product |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 29 2021 |
SEC Pushes for More Robust Climate Disclosures |
Beveridge & Diamond PC |
| Sep 28 2021 |
Biden Officials Request Comments on Challenges Facing Key Sectoral Supply Chain Disputes |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 25 2021 |
Wearing Many Hats [PODCAST] |
Bracewell LLP |
| Sep 24 2021 |
Whistleblower Receives $36 Million from SEC |
Kohn, Kohn & Colapinto |
| Sep 24 2021 |
Over $1 Billion Whistleblower Awards Paid to Date by the SEC |
Proskauer Rose LLP |
| Sep 23 2021 |
Biden Administration Anti-Corruption Initiative – Three Former U.S. Attorneys Weigh-In [PODCAST] |
Greenberg Traurig, LLP |
