| Jan 5 2022 |
Confusion Abounds Over Scope Of Debt Collection Licensing Act |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 4 2022 |
Digital Assets Sector: What to Watch for in 2022 |
Greenberg Traurig, LLP |
| Jan 4 2022 |
Howsoever Denominated, This Was Not Promissory Fraud |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 30 2021 |
Cadwalader Cabinet: December 30, 2021 |
Cadwalader, Wickersham & Taft LLP |
| Dec 30 2021 |
If Form 10-K Statements Are "Protected Activity", What About Form 8-K and 10-Q Filings? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 29 2021 |
Cadwalader Cabinet: December 29, 2021 |
Cadwalader, Wickersham & Taft LLP |
| Dec 28 2021 |
Uniform Independence: SEC Sanctions Accountants and Lawyers |
Norris McLaughlin P.A. |
| Dec 27 2021 |
Financial Services Industry Year in Review: Regulatory Enforcement and Litigation Trends in 2021 and Beyond |
Katten |
| Dec 27 2021 |
Could The SEC Have Made A Weaker Case For Mandating Enhanced Repurchase Disclosures? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 26 2021 |
Securities Regulatory and Enforcement: Four Asset Management Trends |
Katten |
| Dec 23 2021 |
Log4J: Enforcement Risk for Public Companies |
McDermott Will & Schulte LLP |
| Dec 23 2021 |
Does Anybody Really Know When Form SR Will Be Due? Does Anybody Really Care (Care About Time)? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 23 2021 |
Governance Of AIFS: In Contrast with Corporate Governance |
Nishith Desai Associates |
| Dec 23 2021 |
SEC Rejects Listing of Two Bitcoin ETFs |
Cadwalader, Wickersham & Taft LLP |
| Dec 22 2021 |
SEC Adopts New Rules Requiring Universal Proxy Cards in Contested Director Elections |
Foley & Lardner LLP |
| Dec 22 2021 |
SEC Proposes Amendments to Rule 10b5-1 Plans and Increased Disclosure About Insider Trading Policies |
Katten |
| Dec 22 2021 |
SEC Proposes Large Security-Based Swaps Position Reporting Rules |
Proskauer Rose LLP |
| Dec 22 2021 |
SEC Proposes Amendments to the Requirements of Rule 10b5-1 Trading Plans |
Barnes & Thornburg LLP |
| Dec 22 2021 |
Court Rules "Thoughtful," "Disciplined," and "Dynamic" Are But Short Blasts Of Wind |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 22 2021 |
SEC Proposes New Rules for Share Repurchases and Rule 10b5-1 and Insider Trading Matters |
Womble Bond Dickinson (US) LLP |
| Dec 22 2021 |
SEC Committee Recommends Firms Improve Form CRS Disclosures |
Cadwalader, Wickersham & Taft LLP |
| Dec 21 2021 |
SEC and DOJ Bring Parallel Civil and Criminal Charges Against Five Russians for $82 Million Hack-And-Trade Scheme |
Winstead |
| Dec 21 2021 |
The Latest News Affecting the Capital Markets |
Nelson Mullins |
| Dec 20 2021 |
SEC Commissioner Crenshaw Voices Additional Support for ESG Disclosures |
Mintz |
| Dec 17 2021 |
SEC Proposes Another Round of Money Market Reforms |
K&L Gates LLP |
| Dec 17 2021 |
SEC Sets the Table for Stricter Rule 10 B5-1 Insider Trading Plans and Enhanced Disclosures for Company Repurchases |
McDermott Will & Schulte LLP |
| Dec 17 2021 |
SEC Seeks to Fix “Cracks” in Rule 10b5-1 |
Nelson Mullins |
| Dec 17 2021 |
FINRA Extends Temporary Relief for FINRA Staff from Certain Procedural Requirements |
Cadwalader, Wickersham & Taft LLP |
| Dec 17 2021 |
SEC Awards Over $900,000 to Whistleblower |
Kohn, Kohn & Colapinto |
| Dec 17 2021 |
SDNY: Confidentiality Agreement Impeded Investors from Whistleblowing |
Proskauer Rose LLP |
| Dec 17 2021 |
Implementation of EU Whistleblowing Directive: Where Are We Now? |
Squire Patton Boggs (US) LLP |
| Dec 17 2021 |
SEC Commissioner Pierce Criticizes ESG Regulations |
Mintz |
| Dec 17 2021 |
SEC Runs Away From Its Staff's Response To Congress |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 17 2021 |
SEC Names Chief Administrative Law Judge |
Cadwalader, Wickersham & Taft LLP |
| Dec 17 2021 |
CAT Participants Withdraw Revised Funding Model Proposal |
Cadwalader, Wickersham & Taft LLP |
