| Feb 10 2022 |
Decentralized Finance: The Next Frontier of SEC Enforcement |
Proskauer Rose LLP |
| Feb 10 2022 |
SEC Proposes to Increase Regulation of Private Investment Fund Advisers |
Nelson Mullins |
| Feb 10 2022 |
T+1 – Proposed Rules Would Shorten the Settlement Cycle |
Nelson Mullins |
| Feb 9 2022 |
SEC Proposes Amendments to Form PF to Increase Oversight of Private Funds |
K&L Gates LLP |
| Feb 9 2022 |
The SEC Releases New Private Fund Risk Alert and Proposed Changes to Form PF |
Vedder Price |
| Feb 9 2022 |
Reporting of U.S. Ownership on Tic Form SHC Due by March |
K&L Gates LLP |
| Feb 8 2022 |
Form PF Changes Ahead – the SEC Keeps Its Focus on Private Fund Advisers |
Foley & Lardner LLP |
| Feb 8 2022 |
SEC Brings Charges Against Blockchain-Based Trading Platform Over Alleged Violations of Disclosure Rules |
Proskauer Rose LLP |
| Feb 8 2022 |
State Treasurers Call on SEC to Investigate Apple’s Nondisclosure Agreements |
Zuckerman Law |
| Feb 7 2022 |
Illinois Supreme Court Rules BIPA Claims Are Not Preempted by the Illinois Workers’ Compensation Act |
Sheppard, Mullin, Richter & Hampton LLP |
| Feb 7 2022 |
Attorneys General to Increase Enforcement Efforts on “Dark Patterns” |
Hunton Andrews Kurth |
| Feb 7 2022 |
Proposed Money Market Fund Reforms Related to Negative Interest Rates Favor Conversion to Floating NAV and Prohibit Other Stabilizing Measures |
K&L Gates LLP |
| Feb 7 2022 |
SEC Says Remedy Stops Penalty: HeadSpin Avoids Fine in SEC Fraud Action |
Proskauer Rose LLP |
| Feb 4 2022 |
SEC Commissioner Lee Suggests Role for ESG in Executive Pay |
Mintz |
| Feb 3 2022 |
SEC Survives Initial Challenge in First Enforcement Action Alleging ‘Shadow Trading’ |
McDermott Will & Schulte LLP |
| Feb 3 2022 |
Colorado Attorney General Issues Data Security Best Practices Guidance Document |
Robinson & Cole LLP |
| Feb 3 2022 |
SEC Chair Emphasizes Cybersecurity and Gives Clues as to Future Cyber Regulations |
Squire Patton Boggs (US) LLP |
| Feb 3 2022 |
New Rules for Filing Fee Tables are in Effect |
Nelson Mullins |
| Feb 2 2022 |
Observations from Examinations of Private Fund Advisers |
Foley & Lardner LLP |
| Feb 2 2022 |
A Proxy Season and Annual Report Guide to 2022 |
Dinsmore & Shohl LLP |
| Feb 2 2022 |
False Claims Act Whistleblowers Received Lowest Award Total in Over a Decade |
Kohn, Kohn & Colapinto |
| Feb 1 2022 |
Securities Class Action Filing Activity Plummeted in 2021 |
Cornerstone Research |
| Feb 1 2022 |
Cadwalader Cabinet: From May to December |
Cadwalader, Wickersham & Taft LLP |
| Feb 1 2022 |
NYSE Seeks to Facilitate Listing and Trading of Rights |
Nelson Mullins |
| Jan 31 2022 |
Q&A with the Mississippi Securities Division: From Ponzi Schemes to Cryptocurrency |
Bradley Arant Boult Cummings LLP |
| Jan 31 2022 |
SEC Reopens Comment Period for Pay-vs-Performance |
Nelson Mullins |
| Jan 28 2022 |
Recent SEC Proposed Rulemaking Could Impact Blockchain Trading Platforms |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 28 2022 |
Cadwalader Cabinet: No More Pause on Pay |
Cadwalader, Wickersham & Taft LLP |
| Jan 28 2022 |
CFPB Provides Guidance on How Consumers Can Obtain and Dispute Inaccuracies in Credit Reports |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 27 2022 |
New Poll Underscores Growing Support for National Data Privacy Legislation |
Robinson & Cole LLP |
| Jan 27 2022 |
Crime Doesn’t Pay, but Whistleblowing Does: SEC Awards $40 Million to Four Whistleblowers |
Tycko & Zavareei LLP |
| Jan 26 2022 |
NYAG Issues Credential Stuffing Guidance |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 26 2022 |
NYSE Issues Annual Compliance Guidance Memos |
Nelson Mullins |
| Jan 25 2022 |
Cadwalader Cabinet: If You See Something, Say Something |
Cadwalader, Wickersham & Taft LLP |
| Jan 25 2022 |
Higher Filing Thresholds for HSR Act Premerger Notifications and Interlocking Directorates Announced |
Sheppard, Mullin, Richter & Hampton LLP |
