Securities SEC

Published between:
Published Title Organization
Mar
20
2025
February 2025 ESG Policy Update — Australia K&L Gates LLP
Mar
19
2025
With an Eye Toward Modernization, FINRA Requests Comment on Its Regulatory Requirements for Members and Associated Persons Greenberg Traurig, LLP
Mar
19
2025
SEC No Action Letter Guidance Streamlines Rule 506(c) Accredited Investor Verification ArentFox Schiff LLP
Mar
19
2025
New Rule on SEC Delegation of Authority to Director Nelson Mullins
Mar
18
2025
SEC to Expand Confidential Filing Privileges Sheppard, Mullin, Richter & Hampton LLP
Mar
18
2025
SEC Extends Compliance Period for the Amended Names Rule K&L Gates LLP
Mar
18
2025
No Action Letter – Regulation D Rule 506(c) Foley & Lardner LLP
Mar
18
2025
Trusts as Qualified Purchasers: Navigating the Qualified Purchaser Threshold for Trusts Investing in Private Securities Winstead
Mar
17
2025
SEC Expands Nonpublic Review Process for Draft Registration Statements K&L Gates LLP
Mar
17
2025
FINRA Proposes and Seeks Comment on Simplified Rules for Outside Business Activities and Private Securities Transactions Katten
Mar
14
2025
SEC Clarifies Stance: Most Meme Coins Not Subject to Securities Regulation Greenberg Traurig, LLP
Mar
14
2025
Court Rules Compensation Package Offer Is Not a Security Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
13
2025
Protecting Your Business: AI Washing and D&O Insurance Hunton Andrews Kurth
Mar
13
2025
AppLovin & Its AI: A Lesson in Accuracy Robinson & Cole LLP
Mar
13
2025
What is AI Washing and Why are Companies Getting Sued? Robinson & Cole LLP
Mar
13
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: March 13, 2025 Polsinelli PC
Mar
12
2025
Trust But Verify (With A Minimum Investment Amount) K&L Gates LLP
Mar
12
2025
SEC Expands Accommodations for Reviewing Nonpublic Registration Statements ArentFox Schiff LLP
Mar
12
2025
SEC Expands Nonpublic Review Process for All Companies Intending to Issue Securities Hunton Andrews Kurth
Mar
11
2025
CFTC Acting Chairman Pham Announces Effort to Quickly Resolve Recordkeeping and Reporting Investigations and Pledges Additional Guidance on Self-Reporting and Cooperation Katten
Mar
10
2025
Trusts as Qualified Clients: Understanding the Qualified Client Threshold for Trusts Investing in Private Securities Winstead
Mar
10
2025
SEC Division of Corporation Finance Expands Confidential Review Accommodations for Draft Registration Statements Katten
Mar
10
2025
What Doesn't The DFPI Regulate? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
7
2025
Related or Not Related? Delaware Supreme Court Weighs in on What Constitutes a “Related” Claim Barnes & Thornburg LLP
Mar
7
2025
SEC Staff Significantly Shifts Guidance on Impact of Lock-Up Agreements on Business Combinations (Rule 145(a)) Hunton Andrews Kurth
Mar
6
2025
Navigating Disclosure Options for Private Placements: What Issuers Need to Know Barnes & Thornburg LLP
Mar
6
2025
FTC Calls for Public Feedback on Tech Censorship Keller and Heckman LLP
Mar
5
2025
SEC Expands Confidential Review Process for Draft Registration Statements Greenberg Traurig, LLP
Mar
5
2025
The CFTC’s New Advisory on Self-Reporting, Cooperation and Remediation Bracewell LLP
Mar
5
2025
Trump Media Claims Corporate Law Decisions Are Better When Made Locals Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
5
2025
ESG Update: Texas Federal Court Cites Loper Bright in Upholding Biden-Era ESG 401(k) Investing Rule ArentFox Schiff LLP
Mar
4
2025
SEC Staff Issues New Guidance on Shareholder Proposals With SLB 14M Hunton Andrews Kurth
Mar
4
2025
CFTC Issues Enforcement Advisory on Benefits of Self-Reporting, Cooperation, and Remediation Greenberg Traurig, LLP
Mar
3
2025
Exchanging the SEC: Previewing the Next Four Years Hunton Andrews Kurth
Mar
3
2025
Staff Statement on Meme Coins Signals Significant Shift in SEC Position on Digital Assets Polsinelli PC
 
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