Apr 11 2022 |
Ninth Circuit Revives Fee Challenge to Salesforce.com 401(k) Plan |
Proskauer Rose LLP |
Apr 11 2022 |
The SEC's Division of Examinations Publishes 2022 Examination Priorities and Previews Key Focus Areas for Registered Investment Advisers and Broker-Dealers |
K&L Gates LLP |
Apr 11 2022 |
SEC's Proposed Climate Disclosures Receive Support from Bank of America |
Mintz |
Apr 11 2022 |
Refreshing Whistleblower Processes for the Remote Workplace: Best Practices |
Jackson Lewis P.C. |
Apr 11 2022 |
SEC Proposes Significant New Rules for Private Fund Advisers |
K&L Gates LLP |
Apr 8 2022 |
Katten Financial Markets and Funds Quick Take: April 2022 |
Katten |
Apr 8 2022 |
Don’t White-Knuckle Withdrawal Liability |
Jackson Lewis P.C. |
Apr 8 2022 |
Webinar Recording: A Closer Look at the SEC's Proposed Climate-Related Disclosures and Implications for Public Companies [VIDEO] |
Mintz |
Apr 8 2022 |
President Biden Nominates Former DOC (AKA DBO & DFPI) Attorney To SEC |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Apr 8 2022 |
SEC Provides New Far-Ranging Cybersecurity Guidance |
Mintz |
Apr 8 2022 |
SEC Identifies 2022 Examination Priorities |
Nelson Mullins |
Apr 7 2022 |
New U.S. Sanctions Restrict Investment and Services in Russia and Block Major Russian Banks |
K&L Gates LLP |
Apr 7 2022 |
DOL Release Warns About Cryptocurrency in 401(K) Plans |
K&L Gates LLP |
Apr 7 2022 |
The Trend of Increasing Disclosure Obligations for Private Funds Continues in 2022 |
Proskauer Rose LLP |
Apr 7 2022 |
What Can Public Companies Do Now to Prepare for the SEC’s New Proposed Rules on Climate-Related Disclosures? |
Cadwalader, Wickersham & Taft LLP |
Apr 7 2022 |
SEC Chair Continues Push to Regulate Digital Asset Markets |
Greenberg Traurig, LLP |
Apr 7 2022 |
The PCAOB Brings First Failure-To-Supervise Case |
Winstead |
Apr 7 2022 |
SEC Targeting ESG Investing In 2022 |
CMBG3 Law |
Apr 6 2022 |
The SEC's Proposed Rules on Climate-Related Disclosures – What to Do Now: A Guide for In-House Counsel Facing the Proposed Rules |
Bracewell LLP |
Apr 6 2022 |
SEC Greenhouse Gas Rule – Legal Challenges Ahead |
CMBG3 Law |
Apr 6 2022 |
California Court of Appeal Addresses Derivative Standing and Failure of Oversight Claims Under Delaware Law |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 6 2022 |
Senator Manchin Criticizes Proposed SEC Climate Disclosures |
Mintz |
Apr 6 2022 |
Massachusetts Securities Division Lawsuit a Bullseye for Robinhood |
Mintz |
Apr 6 2022 |
SEC Deals New Proposal to Expand Reach of Dealer Registration Requirements |
Katten |
Apr 6 2022 |
Disclosure Tune-Up Proposed for Projections |
Nelson Mullins |
Apr 5 2022 |
SEC Announces 2022 Examination Priorities, Includes ESG |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 5 2022 |
Pay-to-Play Regulation and Enforcement in 2022 |
Vedder Price |
Apr 4 2022 |
SEC Awards Whistleblowers Whose Information Led to Opening of Investigation |
Kohn, Kohn & Colapinto |
Apr 4 2022 |
SEC Issues SAB 121 Providing Accounting Guidance for Companies that Safeguard Digital Assets |
Hunton Andrews Kurth |
Apr 1 2022 |
SEC Announces ESG as Examination Priority |
Mintz |
Apr 1 2022 |
SEC Proposes New Rules for SPACs: What will the future hold for SPACs? |
Foley & Lardner LLP |
Apr 1 2022 |
A Brief Summary of the SEC’s Proposed Climate-Related Rules |
Mintz |
Apr 1 2022 |
Climate Change Regulatory Update for US Insurers |
McDermott Will & Schulte LLP |
Mar 31 2022 |
SEC Announces 2022 Examination Priorities, Includes Crypto-Assets |
Sheppard, Mullin, Richter & Hampton LLP |
Mar 31 2022 |
Will SEC Become the ‘Securities and Environment Commission?’ |
Barnes & Thornburg LLP |