| May 16 2022 |
Founders Personally Liable For Failure to Register Cryptocurrency Trading Platform, Court Says |
Barnes & Thornburg LLP |
| May 16 2022 |
Organizations Taking Into Account Increased Wildfire Risk Due to Climate Change |
Mintz |
| May 16 2022 |
“Fake News” Brazilian Style |
Norris McLaughlin P.A. |
| May 14 2022 |
Update on Securities and Exchange Commission’s Landmark Proposed Climate- Change Disclosure Rulemaking |
Bracewell LLP |
| May 13 2022 |
DOJ and SEC Bring Charges Against Executive in Alleged $62 Million Global Crypto Investment Fraud Scheme |
ArentFox Schiff LLP |
| May 12 2022 |
DOL Stance on Cryptocurrency in 401(k) Plans Becomes a Political Football |
Bracewell LLP |
| May 12 2022 |
Diversity & Inclusion Reporting for Listed Companies |
Squire Patton Boggs (US) LLP |
| May 12 2022 |
ICO Lawyer – 5 Things to Consider Before Hiring |
Oberheiden P.C. |
| May 12 2022 |
SEC’s Crypto Assets and Cyber Unit Expands Its Reach to Cryptomining |
Nelson Mullins |
| May 11 2022 |
Katten Financial Markets and Funds Quick Take: May 2022 |
Katten |
| May 11 2022 |
A Swipe At PIPEs: SEC Raises Disturbing ‘Underwriter’ Issue For Hedge Funds That Provide De-SPAC PIPE Financing |
Barnes & Thornburg LLP |
| May 10 2022 |
SEC Targets Companies Conducting Cryptomining |
Nelson Mullins |
| May 10 2022 |
Penny Pest Control: Rollins Inc. Pays $8 Million for Managing Earnings |
Norris McLaughlin P.A. |
| May 10 2022 |
SEC Reopens Comment Period for Proposed Private Fund Adviser Rules |
Proskauer Rose LLP |
| May 10 2022 |
Put Option Enforced: Conflict with Indian Exchange Control Laws Not a Ground for Setting Aside the Award in Singapore |
Nishith Desai Associates |
| May 10 2022 |
FINRA Facts and Trends |
Bracewell LLP |
| May 9 2022 |
SEC Brings First Major ESG Enforcement Action |
Bracewell LLP |
| May 9 2022 |
FERC Updates Voluntary Gas Price Reporting Policy |
Steptoe & Johnson PLLC |
| May 7 2022 |
SEC Division of Investment Management Director William Birdthistle Provides Remarks at ICI Investment Management Conference |
Vedder Price |
| May 7 2022 |
SEC Climate and ESG Task Force Issues First Enforcement Action |
Mintz |
| May 7 2022 |
SEC Staff Issues Bulletin on Standards of Conduct for Broker-Dealers and Investment Advisers |
Vedder Price |
| May 6 2022 |
SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit |
Dinsmore & Shohl LLP |
| May 6 2022 |
SEC Awards Four Whistleblowers $3.5 Million for Contributing to SEC Enforcement Action and Related Action by Other Agency |
Kohn, Kohn & Colapinto |
| May 6 2022 |
Bill in U.S. House Would Limit SEC’s Reach Over Crypto Exchanges |
Dinsmore & Shohl LLP |
| May 6 2022 |
Whistleblowers Take Note: SEC Nearly Doubles Cryptocurrency Enforcement Staff |
Kohn, Kohn & Colapinto |
| May 6 2022 |
SEC Investigations Relating to Record Preservation Practices Likely to Continue |
Vedder Price |
| May 6 2022 |
NAIC Continues to Refine Multiyear Work Plan to Expand Scrutiny of Holding Company Act Filings |
McDermott Will & Schulte LLP |
| May 6 2022 |
SEC Proposes Rules to Regulate Certain Market Participants as "Dealers" or "Government Securities Dealers" |
Vedder Price |
| May 6 2022 |
SEC Chairman Gensler Re-Affirms Support for Mandatory Climate Disclosures |
Mintz |
| May 6 2022 |
SEC Issues Proposal for Enhanced and Standardized Climate-Related Disclosure |
Vedder Price |
| May 6 2022 |
CFTC and SEC Perspectives on Cryptocurrency and Digital Assets – Volume I: A Jurisdictional Overview |
K&L Gates LLP |
| May 6 2022 |
SEC Proposed New Rules Relating to SPACs |
Vedder Price |
| May 6 2022 |
SEC ESG Task Force Charges First Company For ESG Fraud |
CMBG3 Law |
| May 6 2022 |
Feds Giddy Up on FinTech: SEC Adds 20 Positions to Cryptocurrency Unit |
Nelson Mullins |
| May 6 2022 |
SEC Issues Rule Proposal for Security-Based Swap Execution Facilities |
Vedder Price |
