Securities SEC

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Apr
18
2022
Uniswap and VC Backers Sued For Selling Unregistered Securities Sheppard, Mullin, Richter & Hampton LLP
Apr
18
2022
SEC Proposes Sweeping Amendments to the Advisers Act for Private Fund Advisors Vedder Price
Apr
15
2022
In A Trinity of Releases, the SEC Proposes To Make Hedging Transactions More Transparent Proskauer Rose LLP
Apr
14
2022
Tokenization and the Law: Legal Issues with NFTs Sheppard, Mullin, Richter & Hampton LLP
Apr
14
2022
SEC Proposes Rule Changes to Shorten Securities Settlement Cycle Vedder Price
Apr
14
2022
Hurdles Ahead for the SEC's New Climate Disclosure Proposal Bracewell LLP
Apr
14
2022
SEC Proposes Significant Changes to Beneficial Ownership Reporting Requirements Vedder Price
Apr
14
2022
Securities Litigation Update: Courts of Appeal Address the Exchange Act’s Exclusive-Jurisdiction and Non-Waiver Provisions, the Duty to Disclose, and Scienter Cadwalader, Wickersham & Taft LLP
Apr
14
2022
SEC Chairman Gensler Defends Proposed Climate Disclosures Mintz
Apr
13
2022
SEC Proposes Extensive New Rules Applicable to SPACs and de-SPAC Transactions Proskauer Rose LLP
Apr
13
2022
SEC Proposes Short Sale Data Reporting by Institutional Investment Managers Vedder Price
Apr
12
2022
SEC's Examination Priorities for 2022 Vedder Price
Apr
12
2022
Attestation: Practical Reflections on What the SEC Climate Proposal Will Require Bracewell LLP
Apr
12
2022
Summary Outline of SEC's Proposed Rule on Climate-Related Disclosure and Accounting Bracewell LLP
Apr
11
2022
Ninth Circuit Revives Fee Challenge to Salesforce.com 401(k) Plan Proskauer Rose LLP
Apr
11
2022
The SEC's Division of Examinations Publishes 2022 Examination Priorities and Previews Key Focus Areas for Registered Investment Advisers and Broker-Dealers K&L Gates LLP
Apr
11
2022
SEC's Proposed Climate Disclosures Receive Support from Bank of America Mintz
Apr
11
2022
Refreshing Whistleblower Processes for the Remote Workplace: Best Practices Jackson Lewis P.C.
Apr
11
2022
SEC Proposes Significant New Rules for Private Fund Advisers K&L Gates LLP
Apr
8
2022
Katten Financial Markets and Funds Quick Take: April 2022 Katten
Apr
8
2022
Don’t White-Knuckle Withdrawal Liability Jackson Lewis P.C.
Apr
8
2022
Webinar Recording: A Closer Look at the SEC's Proposed Climate-Related Disclosures and Implications for Public Companies [VIDEO] Mintz
Apr
8
2022
President Biden Nominates Former DOC (AKA DBO & DFPI) Attorney To SEC Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
8
2022
SEC Provides New Far-Ranging Cybersecurity Guidance Mintz
Apr
8
2022
SEC Identifies 2022 Examination Priorities Nelson Mullins
Apr
7
2022
New U.S. Sanctions Restrict Investment and Services in Russia and Block Major Russian Banks K&L Gates LLP
Apr
7
2022
DOL Release Warns About Cryptocurrency in 401(K) Plans K&L Gates LLP
Apr
7
2022
The Trend of Increasing Disclosure Obligations for Private Funds Continues in 2022 Proskauer Rose LLP
Apr
7
2022
What Can Public Companies Do Now to Prepare for the SEC’s New Proposed Rules on Climate-Related Disclosures? Cadwalader, Wickersham & Taft LLP
Apr
7
2022
SEC Chair Continues Push to Regulate Digital Asset Markets Greenberg Traurig, LLP
Apr
7
2022
The PCAOB Brings First Failure-To-Supervise Case Winstead
Apr
7
2022
SEC Targeting ESG Investing In 2022 CMBG3 Law
Apr
6
2022
The SEC's Proposed Rules on Climate-Related Disclosures – What to Do Now: A Guide for In-House Counsel Facing the Proposed Rules Bracewell LLP
Apr
6
2022
SEC Greenhouse Gas Rule – Legal Challenges Ahead CMBG3 Law
Apr
6
2022
California Court of Appeal Addresses Derivative Standing and Failure of Oversight Claims Under Delaware Law Sheppard, Mullin, Richter & Hampton LLP
 
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