Apr 18 2022 |
Uniswap and VC Backers Sued For Selling Unregistered Securities |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 18 2022 |
SEC Proposes Sweeping Amendments to the Advisers Act for Private Fund Advisors |
Vedder Price |
Apr 15 2022 |
In A Trinity of Releases, the SEC Proposes To Make Hedging Transactions More Transparent |
Proskauer Rose LLP |
Apr 14 2022 |
Tokenization and the Law: Legal Issues with NFTs |
Sheppard, Mullin, Richter & Hampton LLP |
Apr 14 2022 |
SEC Proposes Rule Changes to Shorten Securities Settlement Cycle |
Vedder Price |
Apr 14 2022 |
Hurdles Ahead for the SEC's New Climate Disclosure Proposal |
Bracewell LLP |
Apr 14 2022 |
SEC Proposes Significant Changes to Beneficial Ownership Reporting Requirements |
Vedder Price |
Apr 14 2022 |
Securities Litigation Update: Courts of Appeal Address the Exchange Act’s Exclusive-Jurisdiction and Non-Waiver Provisions, the Duty to Disclose, and Scienter |
Cadwalader, Wickersham & Taft LLP |
Apr 14 2022 |
SEC Chairman Gensler Defends Proposed Climate Disclosures |
Mintz |
Apr 13 2022 |
SEC Proposes Extensive New Rules Applicable to SPACs and de-SPAC Transactions |
Proskauer Rose LLP |
Apr 13 2022 |
SEC Proposes Short Sale Data Reporting by Institutional Investment Managers |
Vedder Price |
Apr 12 2022 |
SEC's Examination Priorities for 2022 |
Vedder Price |
Apr 12 2022 |
Attestation: Practical Reflections on What the SEC Climate Proposal Will Require |
Bracewell LLP |
Apr 12 2022 |
Summary Outline of SEC's Proposed Rule on Climate-Related Disclosure and Accounting |
Bracewell LLP |
Apr 11 2022 |
Ninth Circuit Revives Fee Challenge to Salesforce.com 401(k) Plan |
Proskauer Rose LLP |
Apr 11 2022 |
The SEC's Division of Examinations Publishes 2022 Examination Priorities and Previews Key Focus Areas for Registered Investment Advisers and Broker-Dealers |
K&L Gates LLP |
Apr 11 2022 |
SEC's Proposed Climate Disclosures Receive Support from Bank of America |
Mintz |
Apr 11 2022 |
Refreshing Whistleblower Processes for the Remote Workplace: Best Practices |
Jackson Lewis P.C. |
Apr 11 2022 |
SEC Proposes Significant New Rules for Private Fund Advisers |
K&L Gates LLP |
Apr 8 2022 |
Katten Financial Markets and Funds Quick Take: April 2022 |
Katten |
Apr 8 2022 |
Don’t White-Knuckle Withdrawal Liability |
Jackson Lewis P.C. |
Apr 8 2022 |
Webinar Recording: A Closer Look at the SEC's Proposed Climate-Related Disclosures and Implications for Public Companies [VIDEO] |
Mintz |
Apr 8 2022 |
President Biden Nominates Former DOC (AKA DBO & DFPI) Attorney To SEC |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Apr 8 2022 |
SEC Provides New Far-Ranging Cybersecurity Guidance |
Mintz |
Apr 8 2022 |
SEC Identifies 2022 Examination Priorities |
Nelson Mullins |
Apr 7 2022 |
New U.S. Sanctions Restrict Investment and Services in Russia and Block Major Russian Banks |
K&L Gates LLP |
Apr 7 2022 |
DOL Release Warns About Cryptocurrency in 401(K) Plans |
K&L Gates LLP |
Apr 7 2022 |
The Trend of Increasing Disclosure Obligations for Private Funds Continues in 2022 |
Proskauer Rose LLP |
Apr 7 2022 |
What Can Public Companies Do Now to Prepare for the SEC’s New Proposed Rules on Climate-Related Disclosures? |
Cadwalader, Wickersham & Taft LLP |
Apr 7 2022 |
SEC Chair Continues Push to Regulate Digital Asset Markets |
Greenberg Traurig, LLP |
Apr 7 2022 |
The PCAOB Brings First Failure-To-Supervise Case |
Winstead |
Apr 7 2022 |
SEC Targeting ESG Investing In 2022 |
CMBG3 Law |
Apr 6 2022 |
The SEC's Proposed Rules on Climate-Related Disclosures – What to Do Now: A Guide for In-House Counsel Facing the Proposed Rules |
Bracewell LLP |
Apr 6 2022 |
SEC Greenhouse Gas Rule – Legal Challenges Ahead |
CMBG3 Law |
Apr 6 2022 |
California Court of Appeal Addresses Derivative Standing and Failure of Oversight Claims Under Delaware Law |
Sheppard, Mullin, Richter & Hampton LLP |