| May 2 2022 |
SEC Seeks to Expand ‘Dealer’ or ‘Government Securities Dealer’ Definition to Require Additional Firms to Register with Agency and Comply with Federal Securities Regulations |
Greenberg Traurig, LLP |
| May 2 2022 |
SEC Issues Risk Alert on Investment Adviser MNPI Compliance Issues |
Vedder Price |
| May 2 2022 |
April 2022 Crypto Enforcement Actions And Regulatory Guidance Roundup |
Sheppard, Mullin, Richter & Hampton LLP |
| Apr 29 2022 |
When Your Business Partner Uses Company Money to Purchase Assets for Himself, You Have a Remedy – If You Don’t Wait Too Long |
Norris McLaughlin P.A. |
| Apr 29 2022 |
Court Finds California Labor Statute To Be No Bar To Charter Forum Selection Clause |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 29 2022 |
Mississippi Gaming Commission Meeting Report April 2022 |
Jones Walker LLP |
| Apr 28 2022 |
Litigation and Enforcement Impact of the SEC's Proposed Rules on Climate-Related Disclosure |
Bracewell LLP |
| Apr 28 2022 |
SEC Proposes Cybersecurity Rule for Registered Funds and Investment Advisers |
Proskauer Rose LLP |
| Apr 28 2022 |
Key Takeaways: Risks, Opportunities and Disclosures in the Era of Climate Change [VIDEO] |
McDermott Will & Emery |
| Apr 28 2022 |
Political Criticism by Congressional Republicans of SEC Proposal on Mandatory Climate Disclosures |
Mintz |
| Apr 28 2022 |
Digital Asset Safeguarding Disclosure: Best Practice Becoming SEC Mandate |
Dinsmore & Shohl LLP |
| Apr 27 2022 |
SEC Awards $500,000 to Whistleblower After Waiving TCR Filing Requirement |
Kohn, Kohn & Colapinto |
| Apr 27 2022 |
In Matter of First Impression, Delaware Superior Court Calculates Value of Cryptocurrency for $25 Million Damages Award |
K&L Gates LLP |
| Apr 27 2022 |
New York Says Less than 10% Ownership of an Insurance Company Is Not a Safe Harbor |
McDermott Will & Emery |
| Apr 27 2022 |
Climate Change Regulatory Update for Us Insurers: April 2022 |
McDermott Will & Emery |
| Apr 26 2022 |
The EBA Publish Final Draft RTS Relating to Risk Retention Under the EU Securitisation Regulation |
Cadwalader, Wickersham & Taft LLP |
| Apr 26 2022 |
SEC ESG Changes: What Companies Can Do To Prepare |
CMBG3 Law |
| Apr 25 2022 |
SEC Chair Reiterates New Potential Cyber Regulations at Financial Sector Meeting |
Squire Patton Boggs (US) LLP |
| Apr 25 2022 |
SEC Awards $6 Million to Five Whistleblowers |
Kohn, Kohn & Colapinto |
| Apr 22 2022 |
Latin America Venture Investment Sees a Q1 Decline, but Earlier Stage Investment Remains Strong |
Foley & Lardner LLP |
| Apr 22 2022 |
SEC Awards $580,000 to Whistleblower for Providing Significant Information and Assistance |
Kohn, Kohn & Colapinto |
| Apr 22 2022 |
SEC Releases Staff Accounting Bulletin on Accounting, Reporting, and Disclosure Obligations for Crypto-Assets |
Nelson Mullins |
| Apr 22 2022 |
Dutch Investment Review Act Passes Dutch House of Representatives |
Greenberg Traurig, LLP |
| Apr 22 2022 |
Earth Day Series 2022: Environmental, Social & Governance Part 2 - The Birth of Environmental, Social and Governance as a Sustainability Metric |
Bradley Arant Boult Cummings LLP |
| Apr 22 2022 |
FINRA Considers Limiting Self-Directed Investors' Ability to Invest In Certain Exchange-Traded Funds, Mutual Funds and Closed-End Funds |
K&L Gates LLP |
| Apr 21 2022 |
Corporate Governance Considerations Under the SEC's Proposed Climate Disclosure Rules |
Bracewell LLP |
| Apr 21 2022 |
SEC Proposes New Rules To Standardize Climate-Related Disclosures |
Barnes & Thornburg LLP |
| Apr 21 2022 |
Bipartisan Proposed Legislation Released for Qualified Opportunity Zone Investments |
Greenberg Traurig, LLP |
| Apr 21 2022 |
The Double Meaning Of "Designated Office" |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Apr 21 2022 |
Non-Fungible Trademark Infringement or Nominative Fair Use Token? Nike -v- StockX Duel Is on Pace To Shape the Future of the Metaverse |
ArentFox Schiff LLP |
| Apr 20 2022 |
SEC Charges 12 Additional Firms for Failure to Meet Form CRS Obligations |
Vedder Price |
| Apr 20 2022 |
SEC Proposes Amendments to Dodd-Frank Whistleblower Award Rules |
Nelson Mullins |
| Apr 19 2022 |
SEC Charges Investment Adviser's Former CIO and Founder in Connection with Fraudulently Overvaluing Assets |
Vedder Price |
| Apr 19 2022 |
SEC Issues Three Whistleblower Awards Totaling Over $1 Million |
Kohn, Kohn & Colapinto |
| Apr 19 2022 |
Filers Eschew "Special Military Operation" In Favor Of "War", "Conflict" and "Invasion" |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
