| May 6 2022 |
SEC Awards Four Whistleblowers $3.5 Million for Contributing to SEC Enforcement Action and Related Action by Other Agency |
Kohn, Kohn & Colapinto |
| May 6 2022 |
Bill in U.S. House Would Limit SEC’s Reach Over Crypto Exchanges |
Dinsmore & Shohl LLP |
| May 6 2022 |
Whistleblowers Take Note: SEC Nearly Doubles Cryptocurrency Enforcement Staff |
Kohn, Kohn & Colapinto |
| May 6 2022 |
SEC Investigations Relating to Record Preservation Practices Likely to Continue |
Vedder Price |
| May 6 2022 |
NAIC Continues to Refine Multiyear Work Plan to Expand Scrutiny of Holding Company Act Filings |
McDermott Will & Emery |
| May 6 2022 |
SEC Proposes Rules to Regulate Certain Market Participants as "Dealers" or "Government Securities Dealers" |
Vedder Price |
| May 6 2022 |
SEC Chairman Gensler Re-Affirms Support for Mandatory Climate Disclosures |
Mintz |
| May 6 2022 |
SEC Issues Proposal for Enhanced and Standardized Climate-Related Disclosure |
Vedder Price |
| May 6 2022 |
CFTC and SEC Perspectives on Cryptocurrency and Digital Assets – Volume I: A Jurisdictional Overview |
K&L Gates LLP |
| May 6 2022 |
SEC Proposed New Rules Relating to SPACs |
Vedder Price |
| May 6 2022 |
SEC ESG Task Force Charges First Company For ESG Fraud |
CMBG3 Law |
| May 6 2022 |
Feds Giddy Up on FinTech: SEC Adds 20 Positions to Cryptocurrency Unit |
Nelson Mullins |
| May 6 2022 |
SEC Issues Rule Proposal for Security-Based Swap Execution Facilities |
Vedder Price |
| May 6 2022 |
GT Newsletter | Competition Currents | May 2022 |
Greenberg Traurig, LLP |
| May 5 2022 |
Second Circuit Finds That Criminal Victims Cannot Recover Attorneys' Fees for Parallel SEC Investigations |
Vedder Price |
| May 5 2022 |
SEC Announces 2022 Examination Priorities |
Greenberg Traurig, LLP |
| May 5 2022 |
SEC BlockFi Settlement Signals Crypto Lending Platforms to Comply with Federal Securities Law |
Vedder Price |
| May 5 2022 |
SEC Risk Alert Highlights Renewed Focus on Insider Trading and MNPI Policies and Procedures for Fund Managers |
Proskauer Rose LLP |
| May 5 2022 |
Over My Dead Body: Defendant Can’t “Wait Until He Dies” to Pay Arbitration Award |
McDermott Will & Emery |
| May 5 2022 |
SEC Proposes Climate-Related Disclosure Requirements |
Katten |
| May 5 2022 |
If The SEC Favors Full Disclosure, Why Does It Have A "Gag Rule"? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 5 2022 |
The Biden Administration Proposes Changes to the Taxation of Cryptocurrency Transactions |
Proskauer Rose LLP |
| May 5 2022 |
SEC Bolsters Crypto-Regulatory Team |
Foley & Lardner LLP |
| May 5 2022 |
SEC's Climate-Related Comment Letters – Avoiding Potential Pitfalls |
Katten |
| May 4 2022 |
SEC Expands and Renames Cyber Unit to “Crypto Assets and Cyber Unit” |
Winstead |
| May 4 2022 |
SEC Proposes New Rules in Response to GameStop Trading and Related Market Volatility |
Vedder Price |
| May 4 2022 |
SEC's Division of Examinations Issues Risk Alert on Investment Adviser MNPI Compliance Issues |
K&L Gates LLP |
| May 4 2022 |
The Bottom Line of the SEC Proposed Private Fund Rules |
Proskauer Rose LLP |
| May 3 2022 |
SEC Steps Up Enforcement Activities in Crypto Markets |
Greenberg Traurig, LLP |
| May 3 2022 |
Crypto is . . . Everywhere . . . and the SEC and other Regulators Are Sprinting to Keep Up |
Mintz |
| May 3 2022 |
SEC Proposes Comprehensive Package of Climate-Related Disclosure Rules |
Greenberg Traurig, LLP |
| May 3 2022 |
Possible Cyberwarfare? Here’s How to Stay Armed. |
Bradley Arant Boult Cummings LLP |
| May 3 2022 |
SEC to Hire More Staff in Crypto Assets and Cyber Unit and Ratchet Up Scrutiny of Industry |
Proskauer Rose LLP |
| May 3 2022 |
ESG Enforcement Watch: SEC Files Fraud Complaint against Brazilian Miner, Vale, over False Safety Claims prior to Environmental Disaster |
Cadwalader, Wickersham & Taft LLP |
| May 3 2022 |
Conflicts of Interest: How High Will the Bar be Raised? |
Proskauer Rose LLP |
