| May 20 2022 |
Fifth Circuit Decision Could Undermine Constitutionality of HHS Civil Money Penalty Laws |
Greenberg Traurig, LLP |
| May 20 2022 |
The Fifth Circuit Sides With Justinian and Blackstone |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 20 2022 |
Alternatives to Registering a Security Offering |
Ward and Smith, P.A. |
| May 20 2022 |
SEC Awards Whistleblower Whose Tip Led to Opening of Investigation |
Kohn, Kohn & Colapinto |
| May 19 2022 |
Expert Witness Case Complexity & Vetting – Episode 36 [Podcast] |
IMS Legal Strategies |
| May 19 2022 |
Vale’s ESG Disclosures Lead to Regulatory and Shareholder Litigation |
K&L Gates LLP |
| May 19 2022 |
Tuning Up Stock Option Grant Practices |
Foley & Lardner LLP |
| May 19 2022 |
What’s in a Name?: “Defense Stocks” Highlight the Challenges for Asset Managers in Navigating Sustainability Taxonomies as They Characterize Investments as ESG-Compliant |
Cadwalader, Wickersham & Taft LLP |
| May 18 2022 |
US Executive Branch Update – May 18, 2022 |
Squire Patton Boggs (US) LLP |
| May 17 2022 |
ESG Taking Center Stage At The SEC – What Can Publicly Traded Employers Expect? |
Jackson Lewis P.C. |
| May 17 2022 |
SEC Issues New Guidance Regarding Russia Sanctions and Public Company Disclosures |
Proskauer Rose LLP |
| May 17 2022 |
Down to the Wire! |
Squire Patton Boggs (US) LLP |
| May 17 2022 |
Regulators Focus on Terra and Its UST Stablecoin |
Nelson Mullins |
| May 16 2022 |
Founders Personally Liable For Failure to Register Cryptocurrency Trading Platform, Court Says |
Barnes & Thornburg LLP |
| May 16 2022 |
Organizations Taking Into Account Increased Wildfire Risk Due to Climate Change |
Mintz |
| May 16 2022 |
“Fake News” Brazilian Style |
Norris McLaughlin P.A. |
| May 14 2022 |
Update on Securities and Exchange Commission’s Landmark Proposed Climate- Change Disclosure Rulemaking |
Bracewell LLP |
| May 13 2022 |
DOJ and SEC Bring Charges Against Executive in Alleged $62 Million Global Crypto Investment Fraud Scheme |
ArentFox Schiff LLP |
| May 12 2022 |
DOL Stance on Cryptocurrency in 401(k) Plans Becomes a Political Football |
Bracewell LLP |
| May 12 2022 |
Diversity & Inclusion Reporting for Listed Companies |
Squire Patton Boggs (US) LLP |
| May 12 2022 |
ICO Lawyer – 5 Things to Consider Before Hiring |
Oberheiden P.C. |
| May 12 2022 |
SEC’s Crypto Assets and Cyber Unit Expands Its Reach to Cryptomining |
Nelson Mullins |
| May 11 2022 |
Katten Financial Markets and Funds Quick Take: May 2022 |
Katten |
| May 11 2022 |
A Swipe At PIPEs: SEC Raises Disturbing ‘Underwriter’ Issue For Hedge Funds That Provide De-SPAC PIPE Financing |
Barnes & Thornburg LLP |
| May 10 2022 |
SEC Targets Companies Conducting Cryptomining |
Nelson Mullins |
| May 10 2022 |
Penny Pest Control: Rollins Inc. Pays $8 Million for Managing Earnings |
Norris McLaughlin P.A. |
| May 10 2022 |
SEC Reopens Comment Period for Proposed Private Fund Adviser Rules |
Proskauer Rose LLP |
| May 10 2022 |
Put Option Enforced: Conflict with Indian Exchange Control Laws Not a Ground for Setting Aside the Award in Singapore |
Nishith Desai Associates |
| May 10 2022 |
FINRA Facts and Trends |
Bracewell LLP |
| May 9 2022 |
SEC Brings First Major ESG Enforcement Action |
Bracewell LLP |
| May 9 2022 |
FERC Updates Voluntary Gas Price Reporting Policy |
Steptoe & Johnson PLLC |
| May 7 2022 |
SEC Division of Investment Management Director William Birdthistle Provides Remarks at ICI Investment Management Conference |
Vedder Price |
| May 7 2022 |
SEC Climate and ESG Task Force Issues First Enforcement Action |
Mintz |
| May 7 2022 |
SEC Staff Issues Bulletin on Standards of Conduct for Broker-Dealers and Investment Advisers |
Vedder Price |
| May 6 2022 |
SEC Nearly Doubles Size of Enforcement’s Crypto Assets and Cyber Unit |
Dinsmore & Shohl LLP |
