Securities SEC

The National Law Review provides readers the latest information, legislation, and news regarding Securities and the SEC, from the Securities and Exchange Commission (SEC) and topics covered under the Securities Exchange Act of 1934.

Securities Exchange Commission

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings. 

CFTC & FINRA

Commodities Futures and Trading Commission (CFTC) topics are discussed as they unfold on the NLR. Readers can learn about the latest cybersecurity regulations for companies engaging in bitcoin transactions, and how businesses can accept cryptocurrencies as valid, legal-tender. They can read about how M&A transactions are affected by tax-legislation, new legislation and regulations related to insider-trading, learn about ‘no-poach’ agreements, to securities fraud with the news covered online.  Additionally, the National Law Review covers information related to the Financial Industry Regulatory Authority (FINRA), including rule changes related to the organization and updates on FINRA enforcement priorities.

Securities around the World

The European Securities and Markets Authorities (ESMA) and Australian Securities and Investment Commission (ASIC) news and information, is also prominently covered on The National Law Review. So, foreign investors, US-based businesses, tax implications, and other topics which revolve around the international-realm, and securities, can be found on NLR.

Visitors will find both national and international news and cases surrounding the SEC, securities regulation commissions, and international-Securities markets. Whether readers are interested in learning about new legislation, upcoming changes to Visa programs or possible tax concerns with their foreign investments, The National Law Review has up to date news, and cases, which will cover these, and any other topics of interest in the securities market.

For hourly updates on the latest news about securities/SEC regulations, corporate & business law, compliance and more securities & business law news, be sure to follow our Finance and Securities Law Twitter feed and sign up for complimentary e-news bulletins.

Custom text Title Organization
Jun
1
2022
 Takeaways From the Web3 Legal Conference [PODCAST] Bracewell LLP
May
31
2022
 Fifth Circuit's Constitutional Carve-Back of the SEC's ALJ Enforcement Proceedings Likely to Lead to More Federal Court Cases Bracewell LLP
May
31
2022
 Securities and Exchange Commission V. LBRY; Is Your Crypto Project Illegal? Sheppard, Mullin, Richter & Hampton LLP
May
31
2022
 Don't Go Out On A Limb And Seek Enforcement Of These Voting Agreements Allen Matkins Leck Gamble Mallory & Natsis LLP
May
31
2022
 The game is in the name of the game−and the name of the game is ESG: SEC proposes new Fund rules to further combat “Greenwashing” Foley & Lardner LLP
May
30
2022
 Sharia Law Considerations for Pension Trustees Squire Patton Boggs (US) LLP
May
27
2022
 SEC Takes First Step Toward Standardized ESG Disclosures for Funds and Investment Advisers K&L Gates
May
27
2022
 In Jarkesy v. SEC, the Fifth Circuit Holds that SEC Administrative Proceedings are Unconstitutional Vedder Price
May
27
2022
 A Fund by Any Other Name: SEC Proposes Names Rule Amendments K&L Gates
May
26
2022
 How Changing Beneficial Ownership Reporting May Impact Activism Jones Walker LLP
May
26
2022
 SEC Anti-Greenwashing Rules Approved At Hearing CMBG3 Law
May
26
2022
 SEC Announces Disclosures and Rules Changes Intended to Combat "Greenwashing" Mintz
May
26
2022
 ESG Task Force Climate Settlement Is First Of Many To Come CMBG3 Law
May
25
2022
 Update on Securities and Exchange Commission’s Landmark Proposed Climate-Change Disclosure Rulemaking Bracewell LLP
May
25
2022
 SCOTUS Cert Recap: Venue For Constitutional Challenges To SEC Proceedings, Plus Scope Of The Federal Post-Conviction ‘Safety-Valve’ Barnes & Thornburg LLP
May
25
2022
 Second Circuit Reverses Dismissal of Securities Claim Alleging Failure to Disclose SEC Investigation Proskauer Rose LLP
May
24
2022
 Federal Court Calls Unconstitutional the U.S. Securities & Exchange Commission’s In-House Administrative Proceedings for Securities Fraud Cases Miller Canfield
May
24
2022
 Increasing Due Diligence Before Token Listings to Uncover Fraud Nelson Mullins
May
24
2022
 Four Ways to Avoid General Solicitation in Private Offerings Varnum LLP
May
23
2022
 Fifth Circuit Holds That SEC Administrative Law Courts Are Unconstitutional Barnes & Thornburg LLP
May
23
2022
 Banks Set to Abandon SPAC Market as SEC Proposes New Rules Dinsmore & Shohl LLP
May
23
2022
 US Executive Branch Update – May 23, 2022 Squire Patton Boggs (US) LLP
May
23
2022
 Fifth Circuit Holds SEC’s In-House Courts and Judges Unconstitutional Proskauer Rose LLP
May
23
2022
 The Feds Double Down (Again): SEC Adds 20 Positions to Cryptocurrency Unit Nelson Mullins
May
23
2022
 Bill Would Require Passively-Managed Funds To Vote Proxies As Instructed By Investors Allen Matkins Leck Gamble Mallory & Natsis LLP
May
23
2022
 The Fifth Circuit Strikes a Blow to the Constitutionality of SEC Administrative Proceedings Foley & Lardner LLP
May
22
2022
 Preparing to Testify in Response to an SEC Subpoena Oberheiden P.C.
May
20
2022
 Fifth Circuit Decision Could Undermine Constitutionality of HHS Civil Money Penalty Laws Greenberg Traurig, LLP
May
20
2022
 The Fifth Circuit Sides With Justinian and Blackstone Allen Matkins Leck Gamble Mallory & Natsis LLP
May
20
2022
 Alternatives to Registering a Security Offering Ward and Smith, P.A.
May
20
2022
 SEC Awards Whistleblower Whose Tip Led to Opening of Investigation Kohn, Kohn & Colapinto
May
19
2022
 Expert Witness Case Complexity & Vetting – Episode 36 [Podcast] IMS Legal Strategies
May
19
2022
 Vale’s ESG Disclosures Lead to Regulatory and Shareholder Litigation K&L Gates
May
19
2022
 Tuning Up Stock Option Grant Practices Foley & Lardner LLP
May
19
2022
 What’s in a Name?: “Defense Stocks” Highlight the Challenges for Asset Managers in Navigating Sustainability Taxonomies as They Characterize Investments as ESG-Compliant Cadwalader, Wickersham & Taft LLP
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