| Dec 22 2022 |
Keeping Up With the Kardashians, Madison Cawthorn, and Their Damned, Dirty (and Bored) Apes |
Nelson Mullins |
| Dec 22 2022 |
Dual-Hatted CEO and CCO Named Individually in SEC Settlement for Compliance Violations |
Foley & Lardner LLP |
| Dec 22 2022 |
SEC Adopts New Rule 10B-5 Insider Trading Requirements |
Womble Bond Dickinson (US) LLP |
| Dec 21 2022 |
Ninth Circuit Holds that Social Media Communications Can Satisfy Statutory-Seller Requirement Under Securities Act |
Proskauer Rose LLP |
| Dec 21 2022 |
SEC Accused of Violating FOIA Deadlines for Documents on Improper Database Access |
Squire Patton Boggs (US) LLP |
| Dec 21 2022 |
Who Can Be a Whistleblower? |
Tycko & Zavareei LLP |
| Dec 21 2022 |
SEC Adopts Amendments to Rule 10b5-1 and Creates New Disclosure Requirements for Issuers and Insiders |
Jones Walker LLP |
| Dec 21 2022 |
The SEC Raises the Bar for Insiders and Issuers Regarding Rule 10b5-1 Plans |
Dinsmore & Shohl LLP |
| Dec 21 2022 |
New Executive Clawback Requirements Coming in 2023 |
Jones Walker LLP |
| Dec 20 2022 |
SEC Adopts Amendments to Rule 10b5-1 Insider Trading Plans and Related Matters |
K&L Gates LLP |
| Dec 20 2022 |
SEC Releases Sample Letter to Companies Regarding Crypto Market Developments |
Nelson Mullins |
| Dec 19 2022 |
SEC Adopts Final Rules Regarding 10b5-1 Trading Plans and Disclosure of Insider Trading Policies and Related Matters |
Foley & Lardner LLP |
| Dec 19 2022 |
Cutting Corners: SEC Sues Surgical Implant Company for Disclosure AND Accounting Fraud |
Norris McLaughlin P.A. |
| Dec 19 2022 |
SEC Makes Claims But Provides No Data |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 17 2022 |
Caremark Liability Following the SEC’s New ESG Reporting Requirements |
Mintz |
| Dec 16 2022 |
United States: SEC Proposes Regulation Best Execution |
K&L Gates LLP |
| Dec 16 2022 |
US Executive Branch Update – December 16, 2022 |
Squire Patton Boggs (US) LLP |
| Dec 16 2022 |
Rule 10b5-1 Amendments Adopted by the SEC |
Nelson Mullins |
| Dec 16 2022 |
Commissioner Uyeda Warns Of Looming Item 402 Letter Deficit, But George Eliot Provides An Answer |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 15 2022 |
Staff Says Some Non-GAAP Financial Disclosures Are Beyond Redemptive Disclosure |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 15 2022 |
Proxy Season Greetings: ISS and Glass Lewis Announce Policy Updates Ahead of the 2023 Proxy Season |
Proskauer Rose LLP |
| Dec 15 2022 |
SEC’s Division of Corporation Finance Heightens Expectations for Crypto Disclosures |
Cadwalader, Wickersham & Taft LLP |
| Dec 14 2022 |
SEC and CFTC Whistleblower Programs Reveal Continued Success Combatting Fraud and Protecting Investors |
Zuckerman Law |
| Dec 14 2022 |
Speak Out Act Takes Effect, Enhanced Data Privacy Obligations for California Employers, and SEC Releases Whistleblower Annual Report – Employment Law This Week [VIDEO] |
Epstein Becker & Green, P.C. |
| Dec 13 2022 |
Considerations for Public Company Bylaw Amendments in View of the New SEC Universal Proxy Rules |
Greenberg Traurig, LLP |
| Dec 13 2022 |
New DOL Rule Enables Consideration of ESG Factors in Investing, Plus the SEC Continues its ESG Enforcement Push in the Absence of Final SEC Rules |
Katten |
| Dec 13 2022 |
SEC Reopens Proposal on Stock Buyback Rules |
Nelson Mullins |
| Dec 13 2022 |
Energy & Sustainability Litigation Updates — December 2022 |
Mintz |
| Dec 13 2022 |
Republican SEC Commissioners Continue to Criticize Proposed Climate Disclosures |
Mintz |
| Dec 12 2022 |
SEC Awards More than $20 Million to Whistleblower |
Kohn, Kohn & Colapinto |
| Dec 12 2022 |
'No Exit': SEC Sanctions Investment Adviser for Impeding University Investors from Departing a Private Fund |
Norris McLaughlin P.A. |
| Dec 11 2022 |
Ex-Wall Street Trader Convicted of Fraud in Precious Metals Spoofing Scheme |
The U.S. Department of Justice |
| Dec 10 2022 |
Are Loans Securities? |
Cadwalader, Wickersham & Taft LLP |
| Dec 10 2022 |
Caution Advised for Language in Employment Settlement and Severance Agreements |
Jackson Lewis P.C. |
| Dec 9 2022 |
SEC’s New Executive Compensation Clawback Rules To Become Effective In January 2023 – What That Means For Public Companies |
Barnes & Thornburg LLP |
