| Jan 12 2023 |
SEC Adopts Final Amendments to Rule 10b5-1 and New Disclosure Requirements |
Greenberg Traurig, LLP |
| Jan 12 2023 |
SEC Demands That Covington & Burling "Name Names" |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 11 2023 |
2023 Regulatory Update for Investment Advisers |
Miller Canfield |
| Jan 11 2023 |
Helping your family (even a little) is a violation of the Advisers Act? |
Foley & Lardner LLP |
| Jan 11 2023 |
Ringing in the New Year – Practical Tips for Public Companies to Implement the New SEC Rule 10b5-1 Trading Plan Rules in Their Internal Policies and Procedures |
Cadwalader, Wickersham & Taft LLP |
| Jan 11 2023 |
Retirement Plan Update: DOL Final Rule On ESG Investing And Exercising Shareholder Rights And SECURE 2.0 Act Impact Retirement Planning In 2023 And Beyond |
Barnes & Thornburg LLP |
| Jan 10 2023 |
A Focus on Environmental, Social, and Governance With Attorney Gina Falaschi [VIDEO] |
Babst, Calland, Clements & Zomnir, P.C. |
| Jan 10 2023 |
Considering A Private Company New Year Investment? Pay Close Attention to Risks Posed by Potential Red Flags |
Bradley Arant Boult Cummings LLP |
| Jan 10 2023 |
SEC Adopts Amendments Regarding Insider Trading Plans and Related Disclosures |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 10 2023 |
It’s More Than 10b5-1 – a Lot More – and You Need to Get Ready |
Nelson Mullins |
| Jan 10 2023 |
SEC Awards Whistleblower $5 Million in First Award of 2023 |
Kohn, Kohn & Colapinto |
| Jan 9 2023 |
Preparing for the Annual Reporting Season: Non-gaap Measures |
K&L Gates LLP |
| Jan 9 2023 |
Insurers Beware of “Silent Crypto” Exposure: PART I, Silent Crypto for D&O and Corporate Liability Insurance |
Wilson Elser Moskowitz Edelman & Dicker LLP |
| Jan 9 2023 |
Investment Esoterica: A Stockless Triptych |
Norris McLaughlin P.A. |
| Jan 8 2023 |
Bitcoin, Crypto-Assets, and the Energy Sector |
Foley & Lardner LLP |
| Jan 6 2023 |
SEC Charges Social Media Influencers with Stock Manipulation and Warns Investors |
Robinson & Cole LLP |
| Jan 5 2023 |
SEC Updates Non-GAAP Financial Measures Guidance |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 4 2023 |
Post-Madoff, SEC Successfully Partnering with Whistleblowers to Combat Ponzi Schemes |
Zuckerman Law |
| Jan 4 2023 |
SEBI Accords In-Principle Approval for Social Stock Exchange |
Nishith Desai Associates |
| Jan 4 2023 |
Ninth Circuit Holds that Social Media Posts May Give Rise to “Seller” Liability Under Section 12(a)(2) of the Securities Act of 1933 |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 3 2023 |
SEC Adopts Amendments to Rule 10b5-1 and Related Disclosure Requirements |
Proskauer Rose LLP |
| Jan 3 2023 |
Double Jeopardy: SEC and FRB Sanction Bank and its CEO |
Norris McLaughlin P.A. |
| Dec 29 2022 |
UNITED STATES: A HOLIDAY GIFT FOR M&A BROKERS: CONGRESS PASSES NEW EXEMPTION FROM SECURITIES BROKER REGISTRATION |
K&L Gates LLP |
| Dec 28 2022 |
SEC Adopts Tougher Trading Rules for Corporate Insiders |
Cadwalader, Wickersham & Taft LLP |
| Dec 28 2022 |
Nothing Gets Between These Celebrities and Their Crypto... Except a Class Action Lawsuit (and the Feds) |
Nelson Mullins |
| Dec 27 2022 |
8 Influencers Charged in $100 Million Securities Fraud Scheme |
Greenberg Traurig, LLP |
| Dec 27 2022 |
SEC Adopts Amendments To Rule 10b5-1 Trading Plans |
Barnes & Thornburg LLP |
| Dec 27 2022 |
NFT Endorsed by Celebrities Prompts Class Action |
Greenberg Traurig, LLP |
| Dec 27 2022 |
SEC Adopts Amendments to Rule 10b5-1 Insider Trading Arrangements |
Mintz |
| Dec 27 2022 |
Delusional Improvement: SEC Proposes Governance Rules for Clearing Agencies |
Norris McLaughlin P.A. |
| Dec 27 2022 |
SEC Adopts Amendments to Rule 10b5-1 Plan Requirements and Increases Disclosure Requirements Regarding Insider Trading Policies |
Katten |
| Dec 23 2022 |
SECURE 2.0 Act of 2022 Arrives: (Another) Landmark Retirement Package |
Proskauer Rose LLP |
| Dec 23 2022 |
Congress Overhauls Merger Filing Fees and Thresholds |
McDermott Will & Emery |
| Dec 23 2022 |
NASDAQ Changes Compliance Deadlines for Board Diversity Rules |
McDermott Will & Emery |
| Dec 22 2022 |
United States: PCAOB’S Vacating 2021 Determination Under HFCAA Lowers the Risk of Delisting |
K&L Gates LLP |
