Securities SEC

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Jan
30
2023
Singapore: A Rising Tiger Economy for Startups and Venture Capital in Asia Foley & Lardner LLP
Jan
30
2023
Congress Codifies Longstanding M&A Broker Exemption from SEC Registration Greenberg Traurig, LLP
Jan
30
2023
Outside Tips: SEC Sues Trio for Trading on Equifax Breach Norris McLaughlin P.A.
Jan
29
2023
2022 Delaware Corporate Law Year in Review Greenberg Traurig, LLP
Jan
27
2023
Federal Reserve Issues Policy Statement Limiting Crypto-Activities of State Member Banks K&L Gates LLP
Jan
27
2023
IRS Releases Memorandum on Deducting Cryptocurrency Losses McDermott Will & Emery
Jan
26
2023
SEC Re-Proposes Dodd-Frank Act Section 621 Conflicts of Interest Rule Cadwalader, Wickersham & Taft LLP
Jan
26
2023
2022 Uniform Commercial Code Amendments Address Emerging Digital Technologies Steptoe & Johnson PLLC
Jan
25
2023
Florida CFO Bans ESG Investing By Florida Deferred Compensation Plan Mintz
Jan
25
2023
SEC Issues FAQ With Additional Guidance On New Marketing Rule Barnes & Thornburg LLP
Jan
25
2023
"The Horror! The Horror!" - Scholars Accuse Twitter Directors Of Putting Stockholders First! Allen Matkins Leck Gamble Mallory & Natsis LLP
Jan
25
2023
2023 Environmental, Health, and Safety Outlook for Manufacturers Robinson & Cole LLP
Jan
24
2023
Joint Whistleblowers Receive $28 Million Award from SEC Kohn, Kohn & Colapinto
Jan
23
2023
Securities Litigation Alert: Second Circuit Adopts Restrictive View of Purchaser-Seller Rule, Limiting Section 10(b) Standing to Transactions in Securities of Company “About Which” Alleged Misstatements Were Made Cadwalader, Wickersham & Taft LLP
Jan
23
2023
Ninth Circuit Applies Lower Standard for Pleading Scienter Under § 14(e) of Securities Exchange Act Even as to Opinions Proskauer Rose LLP
Jan
23
2023
Hack Attack: SEC Charges 18 Individuals and Entities with Microcap “Pump and Dump” Norris McLaughlin P.A.
Jan
20
2023
Fifth Circuit Revives Securities Class Action Against Six Flags Proskauer Rose LLP
Jan
20
2023
Recent First Circuit Opinion in SEC v. Lemelson Provides a Roadmap for Section 10(b) Cases Involving an Opinion Defense Mintz
Jan
20
2023
SEC Proposes to Establish a New Best Execution Standard Greenberg Traurig, LLP
Jan
20
2023
AIF Participation in Credit Default Swaps Nishith Desai Associates
Jan
19
2023
SEC Whistleblowers Receive $18 Million After Tips Lead to Return of Funds to Harmed Investors Kohn, Kohn & Colapinto
Jan
19
2023
SEC Tightens Cryptocurrency Enforcement Cornerstone Research
Jan
19
2023
United Arab Emirates: SCA Overhauls Regulations Governing Foreign Fund Offerings K&L Gates LLP
Jan
19
2023
FAQs and Defense Strategies for FINRA Investigations Oberheiden P.C.
Jan
18
2023
Progress for M&A Brokers: Congress Passes New Exemption from Securities Broker Registration K&L Gates LLP
Jan
18
2023
Wall Street Layoffs Could Spur Increase in Whistleblower Tips and Help the SEC Combat Market Manipulation Schemes Zuckerman Law
Jan
17
2023
Does Your Cyber Insurance Policy Cover a Ransomware Attack? Bradley Arant Boult Cummings LLP
Jan
17
2023
Bankruptcy Court Allows Service of a Subpoena Via Twitter Squire Patton Boggs (US) LLP
Jan
17
2023
The Anti-Money Laundering Act of 2020 Gets a “Glow Up”: Congress Strengthens Enforcement by Clarifying Who Can Be a Protected Whistleblower and Enhancing Financial Incentives Epstein Becker & Green, P.C.
Jan
17
2023
“Picking the Winner”: SEC Sanctions Investment Adviser and an Associate for “Rigging” the Game Norris McLaughlin P.A.
Jan
17
2023
AUSTRALIA: ASIC Starts 2023 With Focus On Greenwashing K&L Gates LLP
Jan
17
2023
SEC Sues Law Firm for Refusing to Disclose List of Clients Affected by Cyberattack Squire Patton Boggs (US) LLP
Jan
14
2023
SEC Files Subpoena Enforcement Action Against Covington & Burling, Seeking Names of Clients Impacted by Chinese State-Sponsored Cyberattack Winstead
Jan
13
2023
SEC Awards Over $6 Million to Whistleblowers in Three Seperate Awards Kohn, Kohn & Colapinto
Jan
13
2023
SEC Suit Against Covington & Burling Threatens More Than Attorney-Client Privileged Information Allen Matkins Leck Gamble Mallory & Natsis LLP
 
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