| Oct 10 2023 |
SEC Adopts Amendments to 'Names Rule' Impacting Regulated Investment Funds |
Katten |
| Oct 10 2023 |
Despite Admittedly "Problematic Provisions" Governor Newsom Signs Venture Capital Disclosure Bill |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 9 2023 |
Advanced Air Mobility: Busy Skies Ahead |
K&L Gates LLP |
| Oct 9 2023 |
California Enacts First-of-Their-Kind Laws Requiring Corporate Climate Disclosures |
Greenberg Traurig, LLP |
| Oct 9 2023 |
The US Securities & Exchange Commission Targets AI on Multiple Fronts: AI Sweep Examination |
Mintz |
| Oct 9 2023 |
Crypto Fraud Corrections: When the “Blue Wall” is Pierced |
Norris McLaughlin P.A. |
| Oct 6 2023 |
EPA Ramps Up Climate Enforcement |
Beveridge & Diamond PC |
| Oct 6 2023 |
Fed Issues FAQs Clarifying That Credit-Linked Notes Can Serve as Valid Capital Relief Tools for U.S. Banks |
Cadwalader, Wickersham & Taft LLP |
| Oct 6 2023 |
Win the Bid – What’s Next in Moving On? |
Cadwalader, Wickersham & Taft LLP |
| Oct 5 2023 |
China Will Issue Safe Harbor Rules to Facilitate Cross-Border Data Flow |
K&L Gates LLP |
| Oct 5 2023 |
Blockchain+ Bi-Weekly - October 5, 2023 |
Polsinelli PC |
| Oct 5 2023 |
Whom Should The Law Protect - The Borrower/Issuer Or Lender/Purchaser? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Oct 5 2023 |
The Dual Licensing Regime for Virtual Asset Trading Platforms in Hong Kong – Part 3 |
K&L Gates LLP |
| Oct 4 2023 |
Compliance Dates Are Set: A Roadmap for Private Fund Advisers to Start Preparing for the SEC’s New Rules for Private Fund Advisers |
Mintz |
| Oct 4 2023 |
Albermarle Agrees to Pay $218 Million to Settle Foreign Bribery Probe |
Sheppard, Mullin, Richter & Hampton LLP |
| Oct 3 2023 |
SEC Comment Period on Proposed AI Rules for Broker-Dealers and Investment Advisors Closes Oct. 10, 2023 |
Greenberg Traurig, LLP |
| Oct 3 2023 |
Weekly Bankruptcy Alert October 3, 2023 (For the week ending October 1, 2023) |
Pierce Atwood LLP |
| Oct 3 2023 |
Cybersecurity Awareness Month Series: FBI Director Asks for Help to Fight Cyber Attacks |
Jackson Lewis P.C. |
| Oct 2 2023 |
ESMA Launches Fifth Stress Test Exercise for Central Counterparties That Includes Climate-Related Risks |
Cadwalader, Wickersham & Taft LLP |
| Oct 2 2023 |
Support for Climate-Related Shareholder Resolutions Declines During 2023 Proxy Season |
Cadwalader, Wickersham & Taft LLP |
| Oct 2 2023 |
U.S. Executive Branch Update – October 2, 2023 |
Squire Patton Boggs (US) LLP |
| Oct 2 2023 |
Compromised CAT: The SEC Seeks a “Big Brother” of “Real Time” Market Information |
Norris McLaughlin P.A. |
| Sep 30 2023 |
Digital Asset Theft Loss Deductions are More Complicated Than You Think |
ASKramer Law |
| Sep 29 2023 |
Significant ESG Enforcement Action by the SEC Against Major Investment Advisor |
Mintz |
| Sep 29 2023 |
The US Securities & Exchange Commission Targets AI on Multiple Fronts (Part 1 of 3) |
Mintz |
| Sep 29 2023 |
NFT Cat Fight: SEC Offensive Against NFTs Continues with Stoner Cats 2, LLC |
ArentFox Schiff LLP |
| Sep 29 2023 |
U.S. Executive Branch Update – September 27, 2023 |
Squire Patton Boggs (US) LLP |
| Sep 29 2023 |
Has The SEC Put The Proverbial Horse Before The Cart? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 29 2023 |
SEC Complaint Signals Aggressive Approach to Information Barriers Enforcement |
Katten |
| Sep 28 2023 |
US Government Shutdown – Effects on E-Verify and the I-9 Process |
Mintz |
| Sep 28 2023 |
The US Securities & Exchange Commission Targets AI on Multiple Fronts — AI: The Washington Report |
Mintz |
| Sep 28 2023 |
The SEC's New Private Fund Adviser Rules: A Guide to Compliance |
K&L Gates LLP |
| Sep 28 2023 |
Business Partner or Spouse |
Winstead |
| Sep 28 2023 |
Compliance Update — Insights and Highlights September 2023 |
Jones Walker LLP |
| Sep 28 2023 |
Board Training: "It’s Never Too Late" |
Jones Walker LLP |
